| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| CYAN (CYNI) | Goldman, Sachs/ J.P. Morgan | $75.00 | n.a. | |||
| Ellington Residential Mortgage REIT (EARN) | Credit Suisse/ Deutsche Bank Securities/ Citigroup/ UBS Investment Bank | $100.00 | n.a. | |||
| Marketo (MKTO) | Goldman, Sachs/ Credit Suisse | $75.00 | n.a. | |||
| Receptos (RCPT) | Credit Suisse/ Leerink Swann/ BMO Capital Markets | $86.30 | n.a. | |||
| Tableau Software (DATA) | Goldman, Sachs/ Morgan Stanley | $150.00 | n.a. | |||
| TriState Capital Holdings (TSC) | Stephens/ Keefe, Bruyette & Woods (A Stifel Company)/ Baird | $70.00 | n.a. | |||
| UCP (UCP) | Citigroup/ Deutsche Bank Securities/ Zelman Partners LLC | $125.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| CEVA Logistics (CEVL) | Credit Suisse | $400.00 | 1-Star | |||
| New Terms | ||||||
| Chimerix (CMRX) | Morgan Stanley/ Cowen and Company | 6.10 | $13.00 | $15.00 | $85.40 | 1-Star |
| Fairway Group Holdings (FWM) | Credit Suisse/ BofA Merrill Lynch/ Jefferies/ William Blair | 13.65 | $10.00 | $12.00 | $150.15 | 2-Stars |
| Hannon Armstrong Sustainable Infrastructure Capital (HASIC) | BofA Merrill Lynch/ UBS Investment Bank/ Wells Fargo Securities | 13.33 | $14.00 | $16.00 | $200.00 | 1-Star |
| ING U.S. (tba) | Morgan Stanley/ Goldman, Sachs/ Citigroup/ BofA Merrill Lynch/ Credit Suisse/ Deutsche Bank Securities/ J.P. Morgan | $100.00 | 2-Stars | |||
| Insys Therapeutics (INSY) | Wells Fargo Securities/ JMP Securities | $69.00 | 1-Star | |||
| Intelsat S.A. (I) | Goldman, Sachs/ J.P. Morgan/ Morgan Stanley | 21.74 | $21.00 | $25.00 | $500.00 | 1-Star |
| KNOT Offshore Partners LP (KNOP) | BofA Merrill Lynch/ Citigroup | 7.45 | $19.00 | $21.00 | $149.00 | 1-Star |
| Omthera Pharmaceuticals (OMTH) | BofA Merrill Lynch/ Barclays/ Leerink Swann | 5.78 | $12.00 | $14.00 | $75.08 | 1-Star |
| Ply Gen Holdings (PGEM) | J.P. Morgan/ Credit Suisse/ Goldman, Sachs/ UBS Investment Bank/ Deutsche Bank Securities | $300.00 | n.a. | |||
| Rally Software Development (RALY) | Deutsche Bank Securities/ Piper Jaffray | 5.75 | $11.00 | $13.00 | $69.00 | 2-Stars |
| Taminco (TAM) | Citigroup/ Goldman, Sachs/ Credit Suisse/ J.P. Morgan/ Deutsche Bank Securities/ Jefferies/ Morgan Stanley/ UBS Investment Bank | 15.79 | $18.00 | $20.00 | $300.00 | 1-Star |
| Taylor Morrison Home (TMHC) | Credit Suisse/ Citigroup/ Zelman Partners | 21.81 | $20.00 | $22.00 | $458.01 | 3-Stars |
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of April 1, 2013 | Manager(s) | Offered | Raised | Price | 4/5/13 | Change |
| Cancer Genetics (CGIX) | Aegis Capital/ Feltl and Company | 0.60 | $6.00 | $10.00 | $11.25 | 12.50% |
| Independent Bank Group (IBTX) | Sandler O’Neill & Partners/ Evercore/ Keefe, Bruyette & Woods | 3.20 | $83.20 | $26.00 | $28.60 | 10.00% |
