| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Aquasition (tba)(u) | Rodman & Renshaw, LLC | 5.00 | $10.00 | $10.00 | $50.00 | n.a. |
| Bloomin Brands (BLM) | BofA Merrill Lynch/ Morgan Stanley/ J.P. Morgan | $300.00 | n.a. | |||
| Palo Alto Networks (TBA) | Morgan Stanley/ Goldman, Sachs/ Credit Suisse | $175.00 | n.a. | |||
| Stemline Therapeutics (STML) | Oppenheimer/ JMP Securities | $50.00 | n.a. | |||
| n.a. (not available) | ||||||
| u (unit offering) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| BATS Global Markets (BATS) | Morgan Stanley/ Citigroup/ Credit Suisse | 6.30 | $16.00 | $18.00 | $107.05 | 2-Stars |
| Nexsan (NXSN) | Piper Jaffray | $69.00 | 2-Stars | |||
| New Terms | ||||||
| BioAmber (BIOA) | Goldman, Sachs & Co./ Credit Suisse/ Barclays | $150.00 | 1-Star | |||
| Envivio (ENVI) | Goldman, Sachs/ Deutsche Bank Securities/ Stifel Nicolaus Weisel | $69.00 | n.a. | |||
| EQT Midstream Partners, LP (EQM) | Citigroup/ Barclays | $250.00 | n.a. | |||
| National Bank Holdings (was NBH) | Goldman, Sachs/ Keefe, Bruyette & Woods | $250.00 | 1-Star | |||
| Pacific Coast Oil Trust (ROYT) | Barclays/ Citigroup/ BofA Merrill Lynch/ J.P. Morgan/ UBS Investment Bank/ Wells Fargo Securities | $345.00 | 1-Star | |||
| SandRidge Mississippian Trust II (SDR) | Morgan Stanley/ Raymond James | 26.00 | $19.00 | $21.00 | $520.00 | 2-Stars |
| Smith Electric Vehicles (SMTH) | UBS Investment Bank/ BofA Merrill Lynch/ Deutsche Bank Securities | $125.00 | 1-Star | |||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Weeks of April 2, 2012 | Manager(s) | Offered | Raised | Price | 4/6/12 | Change |
| Retail Properties of America (RPAI) | J.P. Morgan/ Citigroup/ Deutsche Bank Securities/ KeyBanc Capital Markets | 31.80 | $254.40 | $8.00 | $8.75 | 9.38% |
| TCP Capital (TCPC) | Deutsche Bank Securities/ Stifel Nicolaus Weisel | 5.75 | $84.81 | $14.75 | $14.71 | -0.27% |
