| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| CVR Refining, LP (CVRR) | Credit Suisse/ Citigroup | $300.00 | n.a. | |||
| KaloBios Pharmaceuticals (KBIO) | Leerink Swann | $60.00 | n.a. | |||
| Ruckus Wireless (RKUS) | Goldman, Sachs/ Morgan Stanley | $100.00 | n.a. | |||
| SolarCity (SCTY) | Goldman, Sachs/ Credit Suisse/ BofA Merrill Lynch | $201.25 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| Dave & Buster’s Entertainment (PLAY) | Goldman, Sachs/ Jefferies/ Piper Jaffray | 7.69 | $12.00 | $14.00 | $100.00 | 1-Star |
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Diamondback Energy (FANG) | Credit Suisse | 12.50 | $17.00 | $19.00 | $225.00 | 1-Star |
| Linn Co LLC (LNCO) | Barclays/ Citigroup/ RBC Capital Markets/ Wells Fargo Securities/ BofA Merrill Lynch/ Credit Suisse/ Raymond James / UBS Investment Bank | 30.25 | $41.24 | $41.24 | $1,247.51 | 1-Star |
| Methes Energies International (MEILU)(u) | Paulson Investment/ Barrett & Company | 0.70 | $5.00 | $5.00 | $3.50 | 1-Star |
| Workday (WDAY) | Morgan Stanley/ Goldman, Sachs | 22.75 | $21.00 | $24.00 | $511.88 | 3-Stars |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 1, 2012 | Manager(s) | Offered | Raised | Price | 10/5/12 | Change |
| FleetMatics Group plc (FLTX) | BofA Merrill Lynch/ Barclays | 7.81 | $132.81 | $17.00 | $22.30 | 31.18% |
| Luxfer Holdings PLC (LXFR) | Credit Suisse/ Jefferies | 8.00 | $80.00 | $10.00 | $11.02 | 10.20% |
| Regulus Therapeutics (RGLS) | Lazard Capital Markets/ Cowen and Company/ BMO Capital Markets | 11.25 | $45.00 | $4.00 | $4.20 | 5.00% |
| JAVELIN Mortgage Investment (JMI) | Deutsche Bank Securities/ Citigroup/ Barclays/ Credit Suisse | 7.25 | $145.00 | $20.00 | $19.75 | -1.25% |
| Berry Plastics Group (BERY) | BofA Merrill Lynch/ Citigroup/ Barclays/ Deutsche Bank Securities | 29.41 | $470.59 | $16.00 | $15.00 | -6.25% |
| LifeLock (LOCK) | Goldman, Sachs/ BofA Merrill Lynch/ Deutsche Bank Securities | 15.70 | $141.30 | $9.00 | $7.32 | -18.67% |
