| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| CareDx (CDNA) | Piper Jaffray/ Leerink Partners/ Raymond James/ Mizuho Securities | $50.00 | n.a. | |||
| Cnova N.V. (CNV) | Morgan Stanley/ J.P. Morgan | $100.00 | n.a. | |||
| Pfenex (PFNX) | William Blair/ JMP Securities | $74.75 | n.a. | |||
| Travelport Worldwide LTD (TVPT) | Morgan Stanley/ UBS Securities/ Credit Suisse/ Deutsche Bank Securities | $100.00 | n.a. | |||
| Vascular Biogenics (VBLX) | Deutsche Bank Securities/ Wells Fargo Securities | $75.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Abengoa Yield plc (ABY) | Citigroup/ BofA Merrill Lynch | 23.10 | $25.00 | $27.00 | $600.60 | 2-Stars |
| Aspen Aerogels (ASPN) | Barclays/ J.P. Morgan/ Citigroup | 6.67 | $14.00 | $16.00 | $100.00 | 1-Star |
| Century Communities (TBA) | FBR/ J.P. Morgan/ Deutsche Bank Securities | 4.48 | $23.00 | $26.00 | $109.76 | n.a. |
| Garnero Group Acquisition (GGACU) (u) | EarlyBirdCapital | 12.50 | $10.00 | $10.00 | $125.00 | n.a. |
| Markit Ltd. (TBA) | BofA Merrill Lynch/ Barclays/ Citigroup/ Credit Suisse/ Deutsche Bank Securities/ Goldman Sachs/ HSBC/ J.P. Morgan/ Morgan Stanley/ UBS Investment Bank | 45.71 | $23.00 | $25.00 | $1,096.99 | 3-Stars |
| Memorial Resource Development (MRD) | Citigroup/ Barclays/ BofA Merrill Lynch/ BMO Capital Markets/ Goldman Sachs/ Raymond James/ RBC Capital Markets/ Wells Fargo Securities | 36.00 | $16.00 | $18.00 | $612.00 | 1-Star |
| Moko Social Media Ltd (MOKO) | Northland Capital Markets | 1.21 | $7.50 | $9.00 | $10.00 | n.a. |
| Nordic American Offshore (NAO) | Morgan Stanley/ Credit Suisse/ J.P. Morgan Securities/ Pareto Securities AS | 5.88 | $16.00 | $18.00 | $100.00 | N/C |
| Radius Health (RDUS) | Jefferies/ Cowen and Company | 6.50 | $8.00 | $8.00 | $52.00 | 1-Star |
| Signal Genetics (SGNL) | Aegis Capital Corp | 1.50 | $10.00 | $12.00 | $16.50 | 1-Star |
| Syndax Pharmaceuticals (SNDX) | Deutsche Bank Securities/ Jefferies | 4.30 | $13.00 | $15.00 | $60.20 | n.a. |
| Trinseo S.A. (TSE) | Goldman Sachs/ Deutsche Bank Securities/ Citigroup/ Morgan Stanley/ Barclays/ BofA Merrill Lynch/ HSBC/ Jefferies/ Mizuho Securities/ Scotiabank/ SMBC Nikko/ Wells Fargo Securities | 10.00 | $17.00 | $19.00 | $180.00 | 1-Star |
| WL Ross Holding (WLRHU) | Deutsche Bank Securities/ BofA Merrill Lynch | 40.00 | $10.00 | $10.00 | $400.00 | 1-Star |
| Zhaopin Ltd (ZPIN) | Credit Suisse/ UBS Investment Bank | 5.61 | $12.50 | $14.50 | $75.74 | 3-Stars |
| ZS Pharma (ZSPH) | J.P. Morgan/ Credit Suisse | 5.00 | $15.00 | $17.00 | $80.00 | n.a. |
| N/C = No Call – stock traded on the Norwegian OTC List under the symbol “NAO” | ||||||
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of June 2, 2014 | Manager(s) | Offered | Raised | Price | 6/6/14 | Change |
| Arista Networks (ANET) | Morgan Stanley/ Citigroup | 5.25 | $225.75 | $43.00 | $55.00 | 27.91% |
| WL Ross Holding (WLRHU) | Deutsche Bank Securities/ BofA Merrill Lynch | 43.50 | $435.00 | $10.00 | $10.15 | 1.50% |
| Radius Health (RDUS) | Jefferies/ Cowen and Company | 6.50 | $52.00 | $8.00 | $8.01 | 0.12% |
