| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| 7 Days Group Holdings (SVN) |
J.P. Morgan
Citi
|
$100.00 | 2-Stars | |||
| Chatham Lodging Trust (tba) | Barclays Capital | $230.00 | 1-Star | |||
| Graham Packaging (tba) | tba | $350.00 | 1-Star | |||
| Kraton Performance Polymers (tba) | Citi | $230.00 | 2-Stars | |||
| MaxLinear (tba) |
Morgan Stanley
Deutsche Bank
|
$100.00 | n.a. | |||
| Primaerica (tba) | Citi | $100.00 | n.a. | |||
| Trius Therapeutics (TSRX) | Credit Suisse | $86.25 | n.a. | |||
| n.a. (not available) | ||||||
| SCOOP Ratings From Last week: | ||||||
| Aldagen (ALDA) |
Cowen
Wells Fargo Securities
|
$80.50 | 1-Star | |||
| Alimera Sciences (ALIM) |
Credit Suisse
Citi
|
$80.00 | 1-Star | |||
| BancTec (BTEC) | FBC Capital Markets | 5.50 | $50.00 | 1-Star | ||
| Freedom Group (tba) | tba | $200.00 | n.a. | |||
| Generac Holdings (GNRC) |
J.P. Morgan
Goldman Sachs
|
$300.00 | 2-Sars | |||
| Imperial Capital (tba) |
BofA Merrill Lynch
JMP Securities
Imeprial Capital
|
$150.00 | n.a. | |||
| TeleNav (TNAV) |
J.P. Morgan
Deutsche Bank
|
$75.00 | 2-Stars | |||
| Trony Solar Holdings (TRO) |
J.P. Morgan
Credit Suisse
|
$200.00 | n/c | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| AVIV REIT (AVI) |
Morgan Stanley
BofA Merrill Lynch
Citi
|
16.60 | $17.00 | $19.00 | $298.80 | 1-Star |
| PlainsCapital (PCB) | J.P. Morgan | 15.00 | $14.00 | $16.00 | $225.00 | 1-Star |
| Withdrawn | ||||||
| Open Acquisition (OXE.U) (u) | Deutsche Bank | 12.50 | $9.00 | $11.00 | $125.00 | |
| New Terms | ||||||
| Chesapeake Lodging Trust (CHSP) | J.P. Morgan | 12.50 | $20.00 | $20.00 | $250.00 | 1-Star |
| Ellington Financial LLC (EFC) |
Credit Suisse
Deutsche Bank Securities
|
$200.00 | 1-Star | |||
| Global Defense Technolog & Systems (GTEC) | Cowen | 4.60 | $14.00 | $16.00 | $69.00 | 2-Stars |
| Newegg (EGGZ) |
JPMorgan
BofA Merrill Lynch
Citi
|
$175.00 | 2-Stars | |||
| rue21 |
BofA Merrill Lynch
Goldman Sachs
J.P. Morgan
|
6.77 | $16.00 | $18.00 | $115.01 | 3-Stars |
| STR Holdings (STRI) |
Credit Suisse
Goldman Sachs
|
12.30 | $11.00 | $13.00 | $147.60 | 1-Star |
| Team Health Holdings (TMH) |
BofA Merrill Lynch
Goldman, Sachs
Barclays Capital
Citi
|
$100.00 | n.a. | |||
| West Corporation (WSTC) |
Goldman Sachs
Morgan Stanley
JP Morgan
|
$500.00 | 2-Stars | |||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 2, 2009 | Manager(s) | Offered | Raised | Price | 11/6/09 | Change |
| STR Holdings (STRI) |
Credit Suisse
Goldman Sachs
|
12.30 | $123.00 | $10.00 | $13.10 | 31.00% |
| Hyatt Hotels (H) | Goldman Sachs | 38.00 | $950.00 | $25.00 | $28.00 | 12.00% |
| Ancestry.com (ACOM) |
Morgan Stanly
BofA Merrill Lynch
|
7.41 | $100.00 | $13.50 | $13.95 | 3.33% |
| Duyuan Printing (DYP) |
Piper Jaffray
Roth Capital Partners
|
6.46 | $54.88 | $8.50 | $7.77 | -8.59% |
