| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Archipelago Learning (AROL) | BofA Merrll Lynch | $75.00 | n.a | |||
| Asian Financial (DYP) |
Piper Jaffray
Roth Capital Partners
|
$69.00 | n.a | |||
| Brookfield Realty Capital (tba) | Goldman Sachs | $500.00 | n.a | |||
| China Blood (CNDZF) | Rodman & Renshaw | $15.00 | n.a | |||
| Cobalt International Energy (CIE) |
Credit Suisse
Goldman Sachs
J.P. Morgan
|
$1,150.00 | n.a | |||
| GAIN Capital Holdings (tba) |
Morgan Stanley
Deutsche Bank
|
$125.00 | n.a | |||
| Global Defense Technolog & Systems (GTE) | Cowen | $75.00 | n.a | |||
| Marathon Real Estate Mortgage Trust (tba) |
Citi
J.P. Morgan
|
$200.00 | n.a | |||
| PlainsCapital (PCB) | J.P. Morgan | $140.00 | n.a | |||
| Shanda Games Limited (GAME) |
Goldman Sachs (Asia)
J.P. Morgan
|
$800.00 | n.a | |||
| n.a. (not available) | ||||||
| SCOOP Ratings From Last week: | ||||||
| AEI (AEI) |
Goldman Sachs
Credit Susiie
J.P. Morgan
|
$862.50 | 2-Stars | |||
| Dollar General (tba) |
Citi
Goldman Sachs
KKR
BofA Merrill Lynch
J.P. Morgan
|
$750.00 | 3-Stars | |||
| HealthPort (HPRT) |
Deutsche Bank
William Blair
|
$100.00 | 2-Stars | |||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Open Link Financal (tba) |
Credit Suisse
Citi
|
$200.00 | 2-Stars | |||
| Orbit Acquisition (OSW.U) (u) | JPMorgan | 25.00 | $10.00 | $10.00 | $250.00 | 1-Star |
| (u) unit offering | ||||||
| New Terms | ||||||
| AGA Medical Holdings (AGAM) |
Citi
BofA Merrill Lynch
Deutsche Bank
|
$200.00 | 1-Star | |||
| Apollo Commerical Real Estate (ARI) |
J.P. Morgan
Citi
Barclays Capial
|
$600.00 | 1-Star | |||
| Artio Global Investors (ART) | Goldman Sachs | $1,000.00 | 2-Stars | |||
| Bayview Management Capital (BAY) |
Deutsche Bank
Morgan Stanley
|
$300.00 | 1-Star | |||
| CreXus Investment (CXS) |
Deutsche Bank
Merrill Lynch
|
33.33 | $15.00 | $15.00 | $500.00 | 1-Star |
| Education Management Corporation (EDMC) |
Goldman Sachs
J.P. Morgan
BofA Merrill Lynch
Barclays Capital
Credit Suisse
Morgan Stanley
|
$500.00 | 3-Stars | |||
| Ellington Financial LLC (EFC) | Credit Suisse | $200.00 | 1-Star | |||
| Lihua International (LIWA) |
Broadband Capital
Rodman & Renshaw
|
2.00 | $4.00 | $4.00 | $8.00 | n/c |
| Mistras Group (MG) |
J.P. Morghan
Credit Suisse
BofA Merrill Lynch
|
$172.50 | 2-Stars | |||
| Select Medical Holdings (SLMC) |
Goldman Sachs
Morgan Stanley
BofA Merrill Lynch
J.P. Morgan
|
$575.00 | 2-Stars | |||
| Transwestern Realty Financial (TWF) | Barclays Capital | $500.00 | 1-Star | |||
| Vitacost.com (VITC) |
Jefferies
Oppenheimer
|
$11.00 | $11.00 | $13.00 | $132.00 | 2-Stars |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Weeks of Aug. 24 & 31, 2009 | Manager(s) | Offered | Raised | Price | 9/4/09 | Change |
| Lihua International (LIWA) |
Broadband Capital
Rodman & Renshaw
|
2.30 | $9.20 | $4.00 | $5.41 | 35.25% |
