IPO Traffic: Week Ending April 13, 2018

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Abpro (ABP) UBS Investment Bank/ Wells Fargo Securities     $69.00 n.a.
BayCom (BCML) FIG Partners/ D.A. Davidson       $57.50 n.a.
Carbon Black (CBLK) Morgan Stanley/ J.P. Morgan       $100.00 n.a.
Evelo Biosciences (EVLO) Morgan Stanley/ Cowen/ BMO Capital Markets     $100.00 n.a.
HUYA (HUYA) Credit Suisse/ Goldman Sachs (Asia)/ UBS Investment Bank   $200.00 n.a.
Origin Bancorp (OBNK) Stephens/ Raymond James       $90.00 n.a.
Trinity Merger (TMCXU) (u) B. Riley FBR 30.00 $10.00 $10.00 $300.00 n.a.
n.a. (not available)            
u (unit offering)            
             
Postponed            
None            
             
Withdrawn            
None            
             
New Terms            
Ceridian HCM Holding (CDAY) Goldman Sachs/ J.P. Morgan/ Credit Suisse/ Deutsche Bank Securities 21.00 $19.00 $21.00 $420.00 S/O
FirstCaribbean International Bank Ltd (FCI) Barclays/ UBS Investment Bank/ CIBC Capital Markets 9.60 $22.00 $25.00 $225.60 a
Level One Bancorp (LEVL) Raymond James/ Keefe, Bruyette & Woods (A Stifel Company) 1.00 $27.00 $29.00 $28.00 S/O
Mereo BioPharma Group plc (MREO) Cowen/ BMO Capital Markets/ RBC Capital Markets 2.84 $17.62 $17.62 $50.01 b
MorphoSys AG (MOR) Goldman Sachs/ J.P. Morgan/ Leerink Partners 8.30 $24.12 $24.12 $200.20 c
Pivotal Software PVTL) Morgan Stanley/ Goldman Sachs/ Citigroup 37.00 $14.00 $16.00 s S/O
Surface Oncology (SURF) Goldman Sachs/ Cowen/ Evercore ISI 6.00 $13.00 $15.00 $84.00 S/O
Zuora (ZUO) Goldman Sachs/ Morgan Stanley/ Allen & Company/ Jefferies 10.00 $11.00 $13.00 $120.00 S/O
S/O (Subscribers Only)            
N/C (a) = No Call – Stock is traded on the Barbados Stock Exchange and the Trinidad and Tobago Stock Exchange  
N/C (b) = No Call – Stock is traded  on the AIM market of the London Stock Exchange since 2016    
N/C (c) = No Call – Stock has been listed on the Frankfurt Stock Exchange since  2013      
IPOs Priced Lead Shares Amount Offer Close %
Week of April 9, 2018 Manager(s) Offered Raised Price 4/13/18 Change
Zuora (ZUO) Goldman Sachs/ Morgan Stanley/ Allen & Company/ Jefferies 11.00 $154.00 $14.00 $20.60 47.14%
Pure Acquisition ( PACQU) (u) Oppenheimer/ EarlyBirdCapital 36.00 $360.00 $10.00 $10.12 1.20%
u (unit offering)