| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| AdvancePierre Foods Holdings (TBA) | Barclays/ Credit Suisse/ Morgan Stanley | $100.00 | n.a. | |||
| AmeriQuest (AMQ) | Raymond James/ Stephens | $75.00 | n.a. | |||
| Intellia Therapeutics (NTLA) | Credit Suisse/ Jefferies/ Leerink Partners | $120.00 | n.a. | |||
| Midland States Bancorp (MSBI) | Sandler O’Neill + Partners/ Keefe, Bruyette & Woods (A Stifel Company) | $120.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Bavarian Nordic A/S (BAVN) | Cowen and Company/ Piper Jaffray | $86.25 | N/C | |||
| BioCardia (BCDA) | Cantor Fitzgerald | $57.50 | n.a. | |||
| FDO Holdings (FND) | BofA Merrill Lynch/ Goldman Sachs/ Barclays/ J.P. Morgan/ Jefferies | $100.00 | n.a. | |||
| GenSight Biologics S.A. (GNST) | Leerink Partners/ Evercore ISI/ Canaccord Genuity | 4.65 | $13.00 | $15.00 | $65.10 | 1-Star |
| N/C = No Call – Stock is listed on Nasdaq Copenhagen under the symbol BAVA since November 1998 and listed in the US (OTC) under the symbol BVNRY.) | ||||||
| New Terms | ||||||
| Atkore International Group (ATKR) | Credit Suisse/ Deutsche Bank Securities/ J.P. Morgan/ UBS Investment Bank | $100.00 | n.a. | |||
| Bats Global Markets (BATS) | Morgan Stanley/ Citigroup | 13.30 | $17.00 | $19.00 | $239.40 | 3-Stars |
| Global Water Resources (GWRS) | Roth Capital Partners | 1.00 | $5.25 | $6.25 | $5.75 | N/C |
| Grupo Supervielle S.A. (SUPV) | Morgan Stanley/ BofA Merrill Lynch | $100.00 | n.a. | |||
| Red Rock Resorts (RRR) | Deutsche Bank Securities/ J.P. Morgan/ BofA Merrill Lynch/ Goldman Sachs | 27.25 | $18.00 | $21.00 | $531.38 | n.a. |
| SecureWorks (SCWX) | BofA Merrill Lynch/ Morgan Stanley/ Goldman Sachs/ J.P. Morgan | 9.00 | $15.50 | $17.50 | $148.50 | 3-Stars |
| n.a. (not available) | ||||||
| N/C = No Call – small-cap – no coverage | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of April 11, 2016 | Manager(s) | Offered | Raised | Price | 4/15/16 | Change |
| Bats Global Markets (BATS) | Morgan Stanley/ Citigroup | 13.30 | $252.70 | $19.00 | $23.00 | 21.05% |
