IPO Traffic: Week Ending April 20, 2018

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Lovesac Co. (LOVE) Roth Capital Partners $46.00 n.a.
Pluralsight (PS) Morgan Stanley/ J.P. Morgan/ Barclays/ BofA Merrill Lynch $100.00 n.a.
VectoIQ Acquisition (VTIQU) (u) Cowen/ Chardan 20.00 $10.00 $10.00 $200.00 n.a.
n.a. (not available)
u (unit offering)
Postponed
FirstCaribbean International Bank Ltd (FCI) Barclays/ UBS Investment Bank/ CIBC Capital Markets 9.60 $22.00 $25.00 $225.60 S/O
Vrio (VRIO) Goldman Sachs/ J.P. Morgan/ Citigroup/ Morgan Stanley 15.00 $16.00 $17.00 $247.50 S/O
S/O (Subscribers Only)
Withdrawn
Flagship Credit (TBA) TBA $50.00 S/O
S/O (Subscribers Only)
TBA = To Be Announced
New Terms
Adial Pharmaceuticals (ADIL) Joseph Gunnar & Co. 1.50 $5.00 $5.00 $7.50 S/O
ASLAN Pharmaceuticals (ASLN) Leerink Partners/ Piper Jaffray 7.50 $8.05 $8.05 $60.38 S/O
DocuSign (DOCU) Morgan Stanley/ J.P. Morgan 21.70 $24.00 $26.00 $542.50 S/O
Goosehead Insurance (GSHD) J.P. Morgan/ BofA Merrill Lynch 8.53 $14.00 $16.00 $127.95 S/O
Hancock Jaffe Laboratories (HJLI/HJLIW) WallachBeth Capital/ Network 1 Financial Securities 1.14 $6.00 $8.00 $7.98 S/O
nLIGHT (LASR) Stifel/ Raymond James 5.40 $13.00 $15.00 $75.60 S/O
Smartsheet (SMAR) Morgan Stanley/ J.P. Morgan/ Jefferies/ RBC Capital Markets 11.63 $10.00 $12.00 $127.96 S/O
Taiwan Liposome Company (TLC) Cantor 4.70 $7.46 $8.00 $36.31 S/O
Vrio (VRIO) Goldman Sachs/ J.P. Morgan/ Citigroup/ Morgan Stanley 15.00 $16.00 $17.00 $247.50 S/O
S/O (Subscribers Only)
IPOs Priced Lead Shares Amount Offer Close %
Week of April 16, 2018 Manager(s) Offered Raised Price 4/20/18 Change
Pivotal Software PVTL) Morgan Stanley/ Goldman Sachs/ Citigroup 37.00 $555.00 $15.00 $15.73 4.87%
Level One Bancorp (LEVL) Raymond James/ Keefe, Bruyette & Woods (A Stifel Company) 1.20 $33.60 $28.00 $29.26 4.50%
GrafTech International Ltd. (EAF) J.P. Morgan/ Credit Suisse 35.00 $525.00 $15.00 $15.50 3.33%
MorphoSys AG (MOR) Goldman Sachs/ J.P. Morgan/ Leerink Partners 8.30 $207.83 $25.04 $25.82 3.12%
Surface Oncology (SURF) Goldman Sachs/ Cowen/ Evercore ISI 7.20 $108.00 $15.00 $13.81 -7.93%