| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Gores Metropoulos (GMHIU) (u) | Deutsche Bank Securities/ Credit Suisse | 37.50 | $10.00 | $10.00 | $375.00 | n.a. |
| u – unit offering | ||||||
| n.a. (not available) | ||||||
| Postponed | ||||||
| Mercantil Bank Holding (AMTB) | Raymond James/ Keefe, Bruyette & Woods (A Stifel Company)/ Stephens | 11.02 | $16.50 | $18.50 | $192.89 | N/C |
| N/C = No Call – stock traded on the Nasdaq Global Select Market under the symbol “AMTB” | ||||||
| Withdrawn | ||||||
| Tal Consolidated (TCL) | Joseph Gunnar | 2.14 | $6.00 | $8.00 | $15.00 | n.a. |
| New Terms | ||||||
| Legacy Housing (LEGH) | B. Riley FBR/ Oak Ridge Financial/ National Securities | 4.00 | $48.00 | $12.00 | $120.00 | S/O |
| Hoth Therapeutics (HOTH) | Laidlaw & Company (UK) Ltd. | 1.25 | $5.50 | $6.50 | $7.50 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Dec. 10, 2018 | Manager(s) | Offered | Raised | Price | 12/14/18 | Change |
| Legacy Housing (LEGH) | B. Riley FBR/ Oak Ridge Financial/ National Securities | 4.00 | $48.00 | $12.00 | $12.03 | 0.25% |
| CF Finance Acquisition (CFFAU) (u) | Cantor | 25.00 | $250.00 | $10.00 | $10.00 | 0.00% |
| 360 Finance (QFIN) | Citigroup/Haitong International/AMTD | 3.10 | $51.15 | $16.50 | $16.50 | 0.00% |
| Chardan Healthcare Acquisition (CHACU) (u) | Chardan | 7.00 | $70.00 | $10.00 | $10.00 | 0.00% |
| Schultze Special Purpose Acquisition (SAMAU) (u) | EarlyBirdCapital/ BTIG | 15.00 | $150.00 | $10.00 | $9.96 | -0.40% |
| Tencent Music Entertainment Group (TME) | Morgan Stanley/ Goldman Sachs (Asia)/ J.P. Morgan/ Deutsche Bank Securities/ BofA Merrill Lynch | 82.00 | $1,066.00 | $13.00 | $12.81 | -1.46% |
