| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| None | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| PharMEDium Healthcare Holdings (PMHC) | Credit Suisse/ J.P. Morgan/ Morgan Stanley/ BofA Merrill Lynch/ Goldman Sachs | $100.00 | n.a. | |||
| PetroShare (PRHR) | Roth | 6.00 | $4.63 | $4.63 | $27.80 | N/C |
| N/C = No Call – Stock is traded on OTCBB | ||||||
| New Terms | ||||||
| Athene Holding Ltd. (ATH) | Goldman Sachs/ Barclays/ Citigroup/ Wells Fargo Securities | 23.75 | $38.00 | $42.00 | $950.00 | 2-Stars |
| CollPlant Holdings (CLGN) | Ladenburg Thalmann | 3.50 | $6.23 | $6.23 | $21.80 | N/C |
| N/C = No Call – Stock is traded on the Tel Aviv Stock Exchange | ||||||
| Ichor Holdings, Ltd. (ICHR) | Deutsche Bank Securities/ Stifel | 5.75 | $12.00 | $14.00 | $74.75 | 1-Star |
| Innovative Industrial Properties (IIPR) | Ladenburg Thalmann/ Compass Point | 4.00 | $20.00 | $20.00 | $80.00 | 1-Star |
| TiGenix (TIG) | BofA Merrill Lynch/ Cowen and Company | $9.10 | $9.10 | $57.50 | N/C | |
| N/C = No call shares are listed on Euronext Brussels under the symbol “TIG.” | ||||||
| New Terms | ||||||
| WildHorse Resource Development (WRD) | Barclays/ BofA Merrill Lynch/ BMO Capital Markets/ Citigroup/ Wells Fargo Securities | 27.50 | $19.00 | $21.00 | $550.00 | n.a. |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 21, 20168 | Manager(s) | Offered | Raised | Price | 12/2/16 | Change |
| Innovative Industrial Properties (IIPR) | Ladenburg Thalmann/ Compass Point | 3.35 | $67.00 | $20.00 | $18.45 | -7.75% |
