| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Lumenis Ltd (LMNS) | Goldman Sachs/ Credit Suisse/ Jefferies | $115.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| DTLR Holding (DTLR) | Baird/ Piper Jaffray | 5.77 | $12.00 | $14.00 | $75.00 | n.a. |
| New Terms | ||||||
| AMC Entertainment Holdings (AMC) | Citigroup/ BofA Merrill Lynch/ Barclays/ Credit Suisse | 18.42 | $18.00 | $20.00 | $350.00 | 2-Stars |
| ARAMARK Holdings (ARMK) | Goldman, Sach/ J.P. Morgan / Credit Suisse/ Morgan Stanley | 36.25 | $20.00 | $23.00 | $779.38 | 3-Stars |
| Cheniere Energy Partners LP Holdings (CQH) | Goldman Sachs/ Morgan Stanley/ Credit Suisse/ RBC Capital Markets | 30.00 | $19.00 | $21.00 | $600.00 | 1-Star |
| DTLR Holding (DTLR) | Baird/ Piper Jaffray | 5.77 | $12.00 | $14.00 | $75.00 | n.a. |
| Fidelity & Guaranty Life (FGL) | Credit Suisse/ J.P. Morgan/ Jefferies/ Macquarie Capital/ RBC Capital Markets | 9.75 | $17.00 | $19.00 | $175.50 | 1-Star |
| Hilton Worldwide Holdings (HLT) | Deutsche Bank Securities/ Goldman, Sachs/ BofA Merrill Lynch/ Morgan Stanley | 112.82 | $18.00 | $21.00 | $2,200.00 | 3-Stars |
| Kindred Biosciences (KIN) | BMO Capital Markets/ Guggenheim Securities | 5.75 | $6.00 | $8.00 | $40.25 | 1-Star |
| Nimble Storage (NMBL) | Goldman Sachs/ Morgan Stanley | 8.00 | $16.00 | $18.00 | $136.00 | 3-Stars |
| Scorpio Bulkers (SALT) | Deutsche Bank Securities | 15.50 | $9.75 | $9.75 | $151.13 | N/C |
| Semler Scientific (SMLR) | Aegis Capital Corp | 1.15 | $12.00 | $14.00 | $14.95 | n.a. |
| Valero Energy Partners LP (VLP) | J.P. Morgan/ Barclays | 15.00 | $19.00 | $21.00 | $300.00 | 3-Stars |
| Xencor (XNCR) | Credit Suisse/ Leerink Swann/ Wedbush PacGrow Life Sciences | 12.73 | $5.50 | $5.50 | $70.02 | 1-Star |
| (N/C) No call – stock has been trading on the Norwegian OTC List since July 2013 | ||||||
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Dec. 2, 2013 | Manager(s) | Offered | Raised | Price | 12/6/13 | Change |
| Kofax Limited (KFX) | Craig-Hallum Capital Group | 2.00 | $11.70 | $5.85 | $7.76 | 32.65% |
| Xencor (XNCR) | Credit Suisse/ Leerink Swann/ Wedbush PacGrow Life Sciences | 12.73 | $70.02 | $5.50 | $7.03 | 27.82% |
