| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| ENDRA Life Sciences (NDRA) | Dougherty & Company | 2.00 | $5.00 | $5.50 | $10.50 | n.a. |
| Gores Holdings II (TBA) (u) | Deutsche Bank Securities | 37.50 | $10.00 | $10.00 | $375.00 | n.a. |
| JBS Foods International (JBS) | TBA | $500.00 | n.a. | |||
| n.a. (not available) | ||||||
| TBA (to be announced) | ||||||
| u (unit offering) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Acelity Holdings (TBA) | J.P. Morgan/ Goldman Sachs/ BofA Merrill Lynch | $1,000.00 | n.a. | |||
| congatec Holding AG (CONG) | Stifel/ Needham & Company | 5.45 | $10.00 | $12.00 | $60.00 | n.a. |
| InnoLight Technology (INLT) | Credit Suisse/ Barclays | $100.00 | n.a. | |||
| New Terms | ||||||
| Athene Holding Ltd. (ATH) | Goldman Sachs/ Barclays/ Citigroup/ Wells Fargo Securities | 23.75 | $38.00 | $42.00 | $950.00 | 1-Star |
| Innovative Industrial Properties (IIPR) | Ladenburg Thalmann/ Compass Point | 4.00 | $20.00 | $20.00 | $80.00 | 1-Star |
| TiGenix (TIG) | BofA Merrill Lynch/ Cowen and Company | 2.75 | $19.20 | $19.20 | $52.80 | N/C |
| travel B.V. (TRVG) (trivago N.V.) | J.P. Morgan/ Goldman Sachs/ Morgan Stanley | 28.53 | $13.00 | $15.00 | $399.38 | 3-Stars |
| N/C = No call shares are listed on Euronext Brussels | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Dec. 5, 2016 | Manager(s) | Offered | Raised | Price | 12/9/16 | Change |
| Polar Power (POLA) | Roth Capital Partners/ Joseph Gunnar | 2.40 | $16.80 | $7.00 | $8.87 | 26.71% |
| Athene Holding Ltd. (ATH) | Goldman Sachs/ Barclays/ Citigroup/ Wells Fargo Securities | 27.00 | $1,080.00 | $40.00 | $44.05 | 10.13% |
| Ichor Holdings, Ltd. (ICHR) | Deutsche Bank Securities/ Stifel | 5.88 | $52.89 | $9.00 | $9.77 | 8.56% |
| SenesTech (SNES) | Roth Capital Partners | 1.88 | $12.00 | $8.00 | $8.00 | 0.00% |
