| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Aditx Therapeutics (ADTX) | Dawson James Securities | 1.50 | $5.00 | $5.00 | $7.50 | n.a. |
| Atotech Limited (ATC) | Citigroup/ Credit Suisse/ BofA Securities/ J.P. Morgan | $100.00 | n.a. | |||
| East Stone Acquisition (ESSCU) (u) | I-Bankers Securities | 10.00 | $5.00 | $5.00 | $50.00 | n.a. |
| Fathom Holdings (FTHM) | Roth Capital Partners | $11.50 | n.a. | |||
| Greenrose Acquisition (GRACU) (u) | Imperial Capital | 15.00 | $10.00 | $10.00 | $150.00 | n.a. |
| Revolution Medicines (RVMD) | J.P. Morgan/ Cowen/ SVB Leerink/ Guggenheim Securities | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Avadim Health (AHI) | Raymond James/ SunTrust Robinson Humphrey | 5.00 | $14.00 | $16.00 | $75.00 | S/O |
| Beam Therapeutics (BEAM) | J.P. Morgan/ Jefferies/ Barclays | $100.00 | S/O | |||
| China Yunhong Holdings (ZGYHU) (u) | Maxim Group | 5.00 | $10.00 | $10.00 | $50.00 | S/O |
| Professional Holding (PFHD) | Stephens/ Keefe, Bruyette & Woods (A Stifel Company) | $75.00 | S/O | |||
| Professional Holding (PFHD) | Stephens/ Keefe, Bruyette & Woods (A Stifel Company) | $75.00 | S/O | |||
| SCVX Corp. (SCVX.U) (u) | Credit Suisse | 20.00 | $10.00 | $10.00 | $200.00 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Jan. 13, 2020 | Manager(s) | Offered | Raised | Price | 1/17/20 | Change |
| LIZHI (LIZI) | Credit Suisse/ Citigroup | 4.10 | $45.10 | $11.00 | $11.63 | 5.73% |
| Velocity Financial (VEL) | Wells Fargo Securities/ Citigroup/ JMP Securities | 7.25 | $94.25 | $13.00 | $13.51 | 3.92% |
| Phoenix Tree Holdings Ltd. (DNK) | Citigroup/ Credit Suisse/ J.P. Morgan | 9.60 | $129.60 | $13.50 | $13.50 | 0.00% |
| I-Mab (IMAB) | Jefferies/ CICC | 7.41 | $103.70 | $14.00 | $12.50 | -10.71% |
