| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Achaogen (AKAO) | Credit Suisse/ Cowen and Company | $74.75 | n.a. | |||
| Catalent (CTLT) | Morgan Stanley/ J.P. Morgan | $100.00 | n.a. | |||
| Energous (TBA) | MDB Capital Group, LLC | 4.00 | $5.00 | $5.00 | $20.00 | n.a. |
| Party City Holdco (PRTY) | Goldman Sachs/ BofA Merrill Lynch | $500.00 | n.a. | |||
| Prestige Cruises International (TBA) | TBA | $250.00 | n.a. | |||
| Resonant (RESN) | MDB Capital Group LLC | $13.80 | n.a. | |||
| Sabre (TBA) | Morgan Stanley/ Goldman Sachs/ BofA Merrill Lynch/ Deutsche Bank Securities | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| TBA (to be announced) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Chrysler Group (CGC) | J.P. Morgan/ BofA Merrill Lynch | $100.00 | n.a. | |||
| New Terms | ||||||
| Argos Therapeutics (ARGS) | Piper Jaffray/ Stifel/ JMP Securities | 4.25 | $13.00 | $15.00 | $59.50 | n.a. |
| Continental Building Products (CBPX) | Citigroup/ Credit Suisse/ Barclays/ Deutsche Bank Securities/ RBC Capital Markets | 13.24 | $16.00 | $18.00 | $225.01 | n.a. |
| Dicerna Pharmaceuticals (DRNA) | Jefferies/ Leerink Swann/ Stifel | 5.00 | $11.00 | $13.00 | $60.00 | 3-Stars |
| Egalet (EGLT) | Stifel/ JMP Securities | 3.50 | $11.00 | $13.00 | $42.00 | n.a. |
| Eleven Biotherapeutics (EBIO) | Citigroup/ Cowen and Company/ Leerink Swann | 4.30 | $13.00 | $15.00 | $60.20 | n.a. |
| Genocea Biosciences (GNCA) | Citigroup/ Cowen and Company | 5.50 | $12.00 | $14.00 | $71.50 | n.a. |
| GeoPark Ltd (GPRK) | J.P. Morgan/ BTG Pactual/ Itaú BBA | 20.00 | $8.00 | $10.00 | $180.00 | (A) |
| Intrawest Resorts Holdings (SNOW) | Goldman Sachs/ Deutsche Bank Securities/ BofA Merrill Lynch | 15.63 | $15.00 | $17.00 | $250.00 | 2-Stars |
| NephroGenex (NRX) | Aegis Capital Corp | 3.10 | $12.00 | $14.00 | $40.30 | n.a. |
| New Home Company (The) (NWHM) | Citigroup/ J.P. Morgan/ Credit Suisse | 7.81 | $15.00 | $17.00 | $125.00 | 2-Stars |
| North Atlantic Drilling (NADL) | Morgan Stanley/ Barclays/ Goldman Sachs/ RS Platou Markets AS | 13.51 | $8.50 | $10.00 | $125.00 | (B) |
| uniQure B.V. (QURE) | Jefferies/ Leerink Swann | 4.60 | $13.00 | $15.00 | $64.40 | n.a. |
| (A) N/C: No call -Its shares are traded on the AIM of the London Stock Exchange and on the Santiago Offshore Stock Exchange. | ||||||
| (B) No Call – Its shares are traded on the Norwegian OTC List, an over-the-counter market of Norwegian Securities Dealers Association | ||||||
| n.a. (not available) | ||||||
| tba (to be announced) | ||||||
| u (unit offering) | ||||||
| n/c (no call) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Jan. 20, 2014 | Manager(s) | Offered | Raised | Price | 1/24/14 | Change |
| Care.com (CRCM) | Morgan Stanley/ BofA Merrill Lynch/ J.P. Morgan | 5.35 | $90.95 | $17.00 | $24.30 | 42.94% |
| Rice Energy (RICE) | Barclays/ Citigroup/ Goldman Sachs/ Wells Fargo Securities/ BMO Capital Markets/ RBC Capital Markets | 44.00 | $924.00 | $21.00 | $21.90 | 4.29% |
| Santander Consumer USA Holdings (SC) | Citigroup/ J.P. Morgan/BofA Merrill Lynch/ Deutsche Bank Securities/ Santander/ Barclays/ Goldman Sachs/ Morgan Stanley/ RBC Capital Markets/ BMO Capital Markets/ Credit Suisse/ UBS Investment Bank/ Wells Fargo Securities | 74.99 | $1,799.78 | $24.00 | $24.21 | 0.88% |
| Akers Biosciences | Aesis Capital | 2.73 | $15.00 | $5.50 | $5.30 | -3.64% |
