IPO Traffic: Week Ending July 13, 2018

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
CNFinance Holdings (TBA) J.P. Morgan/ Credit Suisse $200.00 n.a.
Mesa Air Group (MESA) Raymond James/ BofA Merrill Lynch $150.00 n.a.
ToughBuilt Industries (TBLT) (u) Joseph Gunnar $15.00 n.a.
ToughBuilt Industries (TBLTW) (u) Joseph Gunnar $15.00 n.a.
Urovant Sciences (UROV) J.P. Morgan/ Jefferies/ Cowen $150.00 n.a.
Vaccinex (VCNX) Oppenheimer/ BTIG $46.00 n.a.
n.a. (not available)
u (unit offering)
Postponed
None
Withdrawn
Frankly (FKLY) Roth Capital Partners/ Joseph Gunnar 2.40 $4.50 $6.00 $12.60 S/O
S/O (Subscribers Only)
New Terms
AFG Holdings (AFGL) Goldman Sachs/ Credit Suisse/ Simmons & Company International (Energy Specialists of Piper Jaffray)/ Barclays/ Citigroup/ Evercore ISI/ Wells Fargo Securities 18.20 $15.00 $18.00 $300.30 S/O
Allakos (ALLK) Goldman Sachs/ Jefferies 6.00 $15.00 $17.00 $96.00 S/O
Aurora Mobile Limited (JG) Goldman Sachs (Asia)/ Credit Suisse/ Deutsche Bank Securities 12.00 $8.50 $10.50 $114.00 S/O
Bloom Energy (BE) J.P. Morgan/ Morgan Stanley/ Credit Suisse/ KeyBanc Capital Markets/ BofA Merrill Lynch 18.00 $13.00 $15.00 $252.00 S/O
Coastal Financial (CCB) Keefe, Bruyette & Woods (A Stifel Company)/ Hovde Group 2.72 $13.00 $15.00 $38.08 S/O
Constellation Pharmaceuticals (CNST) J.P. Morgan/ Jefferies/ BMO Capital Markets 5.34 $14.00 $16.00 $80.10 S/O
Crinetics Pharmaceuticals (CRNX) J.P. Morgan/ Leerink Partners/ Piper Jaffray 5.00 $15.00 $17.00 $80.00 S/O
Establishment Labs Holdings (ESTA) Jefferies/ Cowen 3.13 $15.00 $17.00 $50.00 S/O
First Western Financial (MYFW) Keefe, Bruyette & Woods (A Stifel Company)/ Stephens 1.85 $19.00 $21.00 $37.00 S/O
Liquidia Technologies (LQDA) Jefferies/ Cowen 4.55 $10.00 $12.00 $50.00 S/O
Opera Ltd (OPRA) CICC/ Citigroup 9.60 $10.00 $12.00 $105.60 S/O
Replimune Group (REPL)  J.P. Morgan/ Leerink Partners/ BMO Capital Market 6.70 $14.00 $16.00 $100.50 S/O
Rubius Therapeutics (RUBY) J.P. Morgan/ Morgan Stanley/ Jefferies/ Leerink Partners 9.53 $20.00 $22.00 $200.13 S/O
Tilray (TLRY) Cowen and Company 9.00 $14.00 $16.00 $135.00 S/O
S/O (Subscribers Only)
IPOs Priced Lead Shares Amount Offer Close %
Week of July 9, 2018 Manager(s) Offered Raised Price 7/13/18 Change
None