| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| MOL Global (TBA) | Citigroup/ Credit Suisse/ Deutsche Bank Securities/ UBS Investment Bank (In alphabetical order) | $300.00 | n.a. | |||
| Sino Mercury Acquisition (SMACU) (u) | Cantor Fitzgerald & Co. | 4.00 | $10.00 | $10.00 | $40.00 | n.a. |
| n.a. (not available) | ||||||
| u (unit offering) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Advanced Drainage Systems (WMS) | Barclays/ Deutsche Bank Securities | 14.50 | $17.00 | $19.00 | $261.00 | 1-Star |
| Bio Blast Pharma Ltd. (ORPN) | Oppenheimer/ Roth Capital Partners | 3.33 | $11.00 | $13.00 | $40.00 | n.a. |
| Catalent (CTLT) | Morgan Stanley/ J.P. Morgan | 42.50 | $19.00 | $22.00 | $871.25 | n.a. |
| Civitas Solutions (CIVI) | Barclays/ Jefferies/ BofA Merrill Lynch/ UBS Investment Bank | $250.00 | n.a. | |||
| El Pollo Loco Holdings (LOCO ) | Jefferies/ Morgan Stanley/ Baird | 7.14 | $13.00 | $15.00 | $100.00 | 2-Stars |
| HealthEquity (HQY) | J.P. Morgan/ Wells Fargo Securities | 9.10 | $10.00 | $12.00 | $100.10 | n.a. |
| Immune Design (IMDZ) | Jefferies/ Leerink Partners | 4.65 | $12.00 | $14.00 | $60.45 | 2-Stars |
| Innocoll GmbH (INNL) | Piper/Jaffray Stifel | 5.35 | $13.00 | $15.00 | $74.94 | 2-Stars |
| Intersect ENT (XENT) | J.P. Morgan/ Piper Jaffray | 5.00 | $11.00 | $13.00 | $60.00 | 1-Star |
| Lantheus Holdings (LNTH) | Citigroup/ Jefferies | 9.26 | $12.00 | $15.00 | $125.00 | n.a. |
| Macrocure (MCUR) | Credit Suisse/ Jefferies | 5.35 | $13.00 | $15.00 | $74.90 | n.a. |
| Marinus Pharmaceuticals (MRNS) | Stifel/ JMP Securities | 4.00 | $12.00 | $14.00 | $52.00 | n.a. |
| Microlin Bio (MCLB) (u) | Brean Capital/ Sunrise Securities | 5.50 | $4.50 | $5.50 | $27.50 | 1-Star |
| Orion Engineered Carbons S.a r.l. (OEC ) | Morgan Stanley/ Goldman Sachs | 18.00 | $21.00 | $14.00 | $315.00 | 1-Star |
| Pfenex (PFNX) | William Blair/ JMP Securities | 8.13 | $8.00 | $8.00 | $65.00 | 1-Star |
| Sage Therapeutics (SAGE) | J.P. Morgan/ Goldman Sachs | 5.00 | $17.00 | $18.00 | $87.50 | 3-Stars |
| SIRVA (SRVA) | Morgan Stanley/ Goldman Sachs/ J.P. Morgan | $175.00 | n.a. | |||
| Synchrony Financial (SYF) | Goldman Sachs/ J.P. Morgan/ Citigroup/ Morgan Stanley/ Barclays/ BofA Merrill Lynch/ Credit Suisse/ Deutsche Bank Securities | 125.00 | $23.00 | $26.00 | $3,062.50 | n.a. |
| TerraForm Power (TERP) | Goldman Sachs/Barclays/ Citigroup/J.P. Morgan/ Macquarie Capital | 20.07 | $23.00 | $25.00 | $481.56 | 3-Stars |
| Townsquare Media (TSQ) | BofA Merrill Lynch/ Jefferies/ RBC Capital Markets | 8.33 | $14.00 | $16.00 | $125.00 | 2-Stars |
| Transocean Partners (RIGP) | Morgan Stanley/ Barclay/ Citigroup/ J.P. Morgan/ Wells Fargo Securities | $350.00 | n.a. | |||
| TubeMogul (TUBE) | BofA Merrill Lynch/ Citigroup/ RBC Capital Markets | 6.25 | $7.00 | $8.00 | $46.88 | 1-Star |
| Vascular Biogenics (VBLX) | Deutsche Bank Securities/ Wells Fargo Securities | 5.40 | $13.00 | $15.00 | $75.60 | n.a. |
| Zosano Pharma (ZSAN) | Wedbush PacGrow Life Sciences | 6.40 | $10.00 | $12.00 | $70.40 | n.a. |
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of July 14, 2014 | Manager(s) | Offered | Raised | Price | 7/18/14 | Change |
| Sage Therapeutics (SAGE) | J.P. Morgan/ Goldman Sachs | 5.00 | $90.00 | $18.00 | $30.10 | 67.22% |
| TubeMogul (TUBE) | BofA Merrill Lynch/ Citigroup/ RBC Capital Markets | 6.25 | $43.75 | $7.00 | $11.50 | 64.29% |
| iRadimed (IRMD) | Roth Capital Partners | 2.02 | $12.60 | $6.25 | $8.83 | 41.28% |
| TerraForm Power (TERP) | Goldman Sachs/Barclays/ Citigroup/J.P. Morgan/ Macquarie Capital | 20.07 | $501.63 | $25.00 | $33.09 | 32.36% |
| Trupanion (TRUP) | RBC Capital Markets/ Barclays/ Stifel | 7.13 | $71.25 | $10.00 | $11.40 | 14.00% |
| Globant S.A. (GLOB) | J.P. Morgan/ Citigroup/ Credit Suisse | 5.85 | $58.50 | $10.00 | $11.25 | 12.50% |
| Roka Bioscience (ROKA) | BofA Merrill Lynch/ Leerink Partners | 5.00 | $60.00 | $12.00 | $12.01 | 0.08% |
| CareDx (CDNA) | Piper Jaffray/ Leerink Partners/ Raymond James/ Mizuho Securities | 4.00 | $40.00 | $10.00 | $10.00 | 0.00% |
| Terrapin 3 Acquisition (TRTLU) | Deutsche Bank Securities | 18.50 | $185.00 | $10.00 | $10.00 | 0.00% |
| 1347 Capital Corp. (TFSCU) (u) | EarlyBirdCapital | 4.00 | $40.00 | $10.00 | $9.99 | -0.10% |
