| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| None | ||||||
| Postponed | ||||||
| Atara Biotherapeutics (ATRA) | Goldman Sachs/ Citigroup | 5.00 | $14.00 | $16.00 | $75.00 | 2-Stars |
| Withdrawn | ||||||
| KineMed (KNMD) | Feltl and Company | 4.50 | $6.50 | $7.50 | $31.50 | 1-Star |
| Ulthera (ULTH) | J.P. Morgan/ Citigroup | $86.25 | n.a. | |||
| New Terms | ||||||
| Armada Water Assets (AWA) | Aegis Capital Corp | 2.50 | $5.00 | $7.00 | $15.00 | n.a. |
| Auris Medical Holding AG (EARS) | Jefferies/ Leerink Partners | 6.90 | $10.00 | $12.00 | $75.90 | 1-Star |
| Avalanche Biotechnologies (AAVL) | Jefferies/ Cowen and Company/ Piper Jaffray | 5.40 | $13.00 | $15.00 | $75.60 | 2-Stars |
| Capnia (CAPNU) | Maxim Group LLC | 2.67 | $6.50 | $8.50 | $20.00 | n.a. |
| FCB Financial Holdings (FCB) | Deutsche Bank Securities/ J.P. Morgan/ BofA Merrill Lynch | 8.75 | $24.00 | $27.00 | $223.13 | 2-Stars |
| iDreamSky Technology (DSKY) | Credit Suisse/ J.P. Morgan | 7.70 | $12.00 | $14.00 | $100.10 | n.a. |
| Independence Contract Drilling (ICD) | Morgan Stanley/ Barclays/ Tudor Pickering Holt | $172.50 | n.a. | |||
| Loxo Oncology (LOXO) | Cowen and Company/ Stifel | 4.38 | $12.00 | $14.00 | $57.00 | 1-Star |
| Mapi – Pharma Ltd. (MAPI) | Aegis Capital Corp. | 2.25 | $8.00 | $8.00 | $18.00 | 1-Star |
| Mobileye N.V. (MBLY) | Goldman Sachs/ Morgan Stanley | 27.75 | $17.00 | $19.00 | $499.50 | 3-Stars |
| Plymouth Industrial REIT (PLYM) | Sandler O’Neill + Partners, L.P. | $172.50 | n.a. | |||
| Ryerson Holding (RYI) | BofA Merrill Lynch/ J.P. Morgan | 11.00 | $17.00 | $20.00 | $203.50 | n.a. |
| SIRVA (SRVA) | Morgan Stanley/ Goldman Sachs/ J.P. Morgan | 11.56 | $15.00 | $17.00 | $184.99 | 1-Star |
| Tobira Therapeutics (TBRA) | BMO Capital Markets/ JMP Securities/ Oppenheimer | 4.62 | $12.00 | $14.00 | $60.00 | 1-Star |
| Transocean Partners (RIGP) | Morgan Stanley/ Barclay/ Citigroup/ J.P. Morgan/ Wells Fargo Securities | 17.50 | $19.00 | $21.00 | $350.00 | 3-Stars |
| VTTI Energy Partners LP (VTTI) | Citigroup/ J.P. Morgan | 17.50 | $19.00 | $21.00 | $350.00 | 2-Stars |
| Westlake Chemical Partners (WLKP) | Barclays/ UBS Investment Bank/ BofA Merrill Lynch/ Deutsche Bank Securities/ Morgan Stanley | 11.25 | $19.00 | $21.00 | $225.00 | 2-Stars |
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of July 21, 2014 | Manager(s) | Offered | Raised | Price | 7/25/14 | Change |
| El Pollo Loco Holdings (LOCO ) | Jefferies/ Morgan Stanley/ Baird | 7.14 | $107.14 | $15.00 | $24.03 | 60.20% |
| Intersect ENT (XENT) | J.P. Morgan/ Piper Jaffray | 5.00 | $55.00 | $11.00 | $12.65 | 15.00% |
| Ocular Therapeutix (OCUL) | Morgan Stanley/ Cowen and Company/ RBC Capital Markets | 5.00 | $65.00 | $13.00 | $13.50 | 3.85% |
| Advanced Drainage Systems (WMS) | Barclays/ Deutsche Bank Securities | 14.50 | $232.00 | $16.00 | $16.15 | 0.94% |
| Immune Design (IMDZ) | Jefferies/ Leerink Partners | 5.00 | $60.00 | $12.00 | $12.01 | 0.08% |
| Innocoll GmbH (INNL) | Piper/Jaffray Stifel | 6.50 | $58.50 | $9.00 | $9.00 | 0.00% |
| Orion Engineered Carbons S.a r.l. (OEC ) | Morgan Stanley/ Goldman Sachs | 19.50 | $351.00 | $18.00 | $17.75 | -1.39% |
| Pfenex (PFNX) | William Blair/ JMP Securities | 8.33 | $50.00 | $6.00 | $5.80 | -3.33% |
| Townsquare Media (TSQ) | BofA Merrill Lynch/ Jefferies/ RBC Capital Markets | 8.33 | $91.67 | $11.00 | $10.05 | -8.64% |
| Medical Transcription Billing (MTBC) | Chardan Capital Markets/ Aegis Capital Corp/ Summer Street Research Partners | 4.08 | $20.40 | $5.00 | $4.09 | -18.20% |
