| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Axovant Sciences (AXON) | Jefferies/ Evercore ISI/ RBC Capital Markets | $172.50 | n.a. | |||
| Catabasis Pharmaceuticals (CATB) | Citigroup/ Cowen and Company | $75.00 | n.a. | |||
| E-compass Acquisition (ECACU) | Cantor Fitzgerald | 4.00 | $10.00 | $10.00 | $40.00 | n.a. |
| Empire Petroleum Partners, LP (EPLP) | Barclays/ Wells Fargo Securities | $100.00 | n.a. | |||
| Glaukos (GKOS) | J.P. Morgan/ BofA Merrill Lynch/ Goldman Sachs | $86.25 | n.a. | |||
| Landmark Apartment Trust (LAT) | BofA Merrill Lynch/Citigroup | $375.00 | n.a. | |||
| LoanCore Realty Trust (LCRT) | Deutsche Bank Securities/ J.P. Morgan/ Morgan Stanley/ BofA Merrill Lynch/ Jefferies | $100.00 | n.a. | |||
| MINDBODY (MB) | Morgan Stanley/ Credit Suisse/ UBS Securities | $100.00 | n.a. | |||
| Nivalis Therapeutics (NVLS) | Cowen and Company/ Stifel | $60.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| Anterios (ANTE) | Stifel/ RBC | 3.90 | $12.00 | $14.00 | $50.70 | 1-Star |
| Gelesis (GLSS) | Piper Jaffray/ Stifel/ Guggenheim Securities | 4.00 | $12.00 | $14.00 | $52.00 | 1-Star |
| MultiVir (MVIR) | RBC Capital Markets | 4.60 | $12.00 | $14.00 | $59.80 | 1-Star |
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Black Knight Financial Services (BKFS) | J.P. Morgan/ BofA Merrill Lynch/ Wells Fargo Securities | 17.00 | $22.00 | $25.00 | $399.50 | 3-Stars |
| Galapagos NV (GLPG/GLPYY) | Morgan Stanley/ Credit Suisse/ Cowen | 6.03 | $41.52 | $41.52 | $250.16 | N/C |
| GP Investments Acquisition (GPIAU) | Citigroup | 15.00 | $10.00 | $10.00 | $150.00 | 1-Star |
| People’s Utah Bancorp (PUB) | D.A. Davidson & Co. | 2.50 | $13.00 | $15.00 | $35.00 | n.a. |
| PGA Holdings (PGND) | Barclays/ Goldman Sachs/ William Blair | 8.90 | $22.00 | $24.00 | $204.70 | 1-Star |
| Yulong Eco-Materials (YECO) | Axiom Capital Management/ Northland Capital Markets/ ViewTrade Securities | 2.25 | $6.25 | $7.25 | $15.19 | n.a. |
| N/C = No call shares are listed on Euronext Brussels and Euronext Amsterdam under the symbol “GLPG” and on OTC under the symbol: “GLPYY.” | ||||||
