| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Citizens Financial Group (CFG) | Morgan Stanley/ Goldman Sachs | $100.00 | n.a. | |||
| Good Technology (TBA) | Morgan Stanley/ Barclays/ BofA Merrill Lynch/ Citigroup | $100.00 | n.a. | |||
| Investar Holding (ISTR) | Sandler O’Neill + Partners/ Sterne Agee | $45.00 | n.a. | |||
| Marinus Pharmaceuticals (MRNS) | Stifel/ JMP Securities | $63.25 | n.a. | |||
| ZS Pharma (ZSPH) | J.P. Morgan/ Credit Suisse | $86.25 | n.a. | |||
| Postponed | ||||||
| ETRE REIT (ECAV) | Sandler O’Neill + Partners, L.P. | 3.71 | $16.00 | $16.00 | $59.33 | 1-Star |
| Withdrawn | ||||||
| ILFC Holdings (ILFC) | Citigroup/ J.P. Morgan/ Morgan Stanley | $100.00 | n.a. | |||
| New Terms | ||||||
| Bankwell Financial Group (BWFG) | Sandler O’Neill + Partners, L.P. | 2.70 | $18.00 | $19.00 | $50.00 | N/C |
| Chukong Holdings Ltd (NEXT) | Morgan Stanley/ Deutsche Bank Securities/ China Renaissance Securities | $150.00 | n.a. | |||
| Heritage Insurance Holdings (HRTG) | Citigroup | 6.00 | $14.00 | $16.00 | $90.00 | 1-Star |
| KineMed (KNMD) | Feltl and Company | $48.30 | n.a. | |||
| Parsley Energy (PE) | Credit Suisse/ Goldman Sachs/ J.P. Morgan/ Wells Fargo Securities | 43.90 | $15.00 | $18.00 | $724.35 | 3-Stars |
| Signal Genetics (SGNL) | Aegis Capital Corp | 0.91 | $10.00 | $12.00 | $10.00 | n.a. |
| SunEdison Semiconductor (WFR) | Deutsche Bank Securities/ Goldman Sachs/ Wells Fargo Securities | 7.20 | $13.00 | $15.00 | $100.80 | 2-Stars |
| Superior Drilling Products (SDPI) | Roth Capital Partners, LLC | 5.00 | $5.00 | $7.00 | $30.00 | 1-Star |
| n.a. (not available) | ||||||
| N/C = No Call – Bankwell traded on the OTC BB | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of May 12, 2014 | Manager(s) | Offered | Raised | Price | 5/16/14 | Change |
| Zendesk (ZEN) | Goldman Sachs/ Morgan Stanley/ Credit Suisse | 11.11 | $100.00 | $9.00 | $15.25 | 69.44% |
| TrueCar (TRUE) | Goldman Sachs/ J.P. Morgan | 7.78 | $69.98 | $9.00 | $10.06 | 11.78% |
| Jumei International Holding (JMEI) | Goldman Sachs (Asia)/ Credit Suisse/ J.P. Morgan | 11.14 | $245.08 | $22.00 | $24.18 | 9.91% |
| Bankwell Financial Group (BWFG) | Sandler O’Neill + Partners, L.P. | 2.70 | $48.65 | $18.00 | $18.00 | 0.00% |
| ServisFirst Bancshares (SFBS) | Sandler ONeill & Partners | 0.63 | $56.88 | $91.00 | $82.70 | -9.12% |
