| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| 1347 Capital Corp. (TFSCU) (u) | EarlyBirdCapital | 4.00 | $10.00 | $10.00 | $40.00 | n.a. |
| Alibaba Group Holding (TBA) | Credit Suisse/ Deutsche Bank Securities/ Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ Citi | $1,000.00 | n.a. | |||
| Century Communities (TBA) | FBR | $102.00 | n.a. | |||
| DermTech International (DMTK) | Maxim Group | $25.00 | n.a. | |||
| Eclipse Resources (ECR) | Citigroup/ Goldman Sachs/ Morgan Stanley/ Barclays/ BMO Capital Market/ Deutsche Bank Securities/ KeyBanc Capital Market/ RBC Capital Markets | $100.00 | n.a. | |||
| JP Energy Partners LP (JPEP) | Barclays/ BofA Merrill Lynch | $200.00 | n.a. | |||
| Markit Ltd. (TBA) | BofA Merrill Lynch/ Barclays/ Citigroup/ Credit Suisse/ Deutsche Bank Securities/ Goldman Sachs/ HSBC/ J.P. Morgan/ Morgan Stanley/ UBS Investment Bank | $750.00 | n.a. | |||
| Viper Energy Partners LP (VNOM) | Barclays | $100.00 | n.a. | |||
| WL Ross Holding (WLRHU) | Deutsche Bank Securities/ BofA Merrill Lynch | 40.00 | $10.00 | $10.00 | $400.00 | n.a. |
| Zhaopin Ltd (ZPIN) | Credit Suisse/ UBS Investment Bank | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| u (unit offering) | ||||||
| Postponed | ||||||
| Radius Health (RDUS) | Jefferies/ Cowen and Company | 5.00 | $14.00 | $16.00 | $75.00 | 1-Star |
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| 21st Century Oncology Holdings (ICC) | Morgan Stanley/ J.P. Morgan/ Wells Fargo Securities | 13.33 | $14.00 | $16.00 | $200.00 | n.a. |
| Agile Therapeutics (AGRX) | RBC Capital Markets/ William Blair & Company | 4.62 | $12.00 | $14.00 | $60.00 | n.a. |
| Bankwell Financial Group (BWFG) | Sandler O’Neill + Partners, L.P. | 2.22 | $21.00 | $24.00 | $50.00 | N/C |
| First Foundation (FFWM) | Sandler ONeill + Partners/ Keefe, Bruyette & Woods A Stifel Company | 2.22 | $21.00 | $24.00 | $50.00 | n.a. |
| Foresight Energy Partners LP (FELP) | Barclays/ Citigroup/ Morgan Stanley/ J.P. Morgan/ Goldman Sachs/ Deutsche Bank Securities | $300.00 | n.a. | |||
| JD.com (JD) | BofA Merrill Lynch/ UBS Investment Bank | 93.69 | $16.00 | $18.00 | $1,592.66 | n.a. |
| Jumei International Holding (JMEI) | Goldman Sachs (Asia)/ Credit Suisse/ J.P. Morgan | 9.50 | $19.50 | $21.50 | $194.75 | 2-Stars |
| Medical Transcription Billing (MTBC) | Summer Street Research Partners | $9.00 | $11.00 | $35.00 | n.a. | |
| Microlin Bio (MCLB) | Brean Capital/ Sunrise Securities | 2.73 | $10.00 | $12.00 | $30.00 | n.a. |
| TrueCar (TRUE) | Goldman Sachs/ J.P. Morgan | 7.78 | $12.00 | $14.00 | $101.08 | 2-Stars |
| Zendesk (ZEN) | Goldman Sachs/ Morgan Stanley/ Credit Suisse | 11.11 | $8.00 | $10.00 | $100.00 | 2-Stars |
| n.a. (not available) | ||||||
| N/C = No Call – stock traded on theOCT BB | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of May 5, 2014 | Manager(s) | Offered | Raised | Price | 5/9/14 | Change |
| GasLog Partners LP (GLOP) | Citigroup | 8.40 | $176.40 | $21.00 | $26.11 | 24.33% |
| PBF Logistics LP (PBFX) | Barclays/ UBS Investment Bank | 13.75 | $316.25 | $23.00 | $27.68 | 20.35% |
| Tuniu (TOUR) | Morgan Stanley/ Credit Suisse/ China Renaissance | 8.00 | $72.00 | $9.00 | $10.07 | 11.89% |
| Cheetah Mobile (CMCM) | Morgan Stanley/ J.P. Morgan/ Credit Suisse | 12.00 | $168.00 | $14.00 | $14.26 | 1.86% |
| Alcentra Capital (ABDC) | Raymond James/ Robert W. Baird/ Keefe, Bruyette & Woods (A Stifel Company ) | 6.67 | $100.00 | $15.00 | $15.05 | 0.33% |
| K2M Group Holdings (KTWO) | Piper Jaffray/ Barclays/ Wells Fargo Securities | 8.83 | $132.38 | $15.00 | $15.01 | 0.07% |
| Alder BioPharmaceuticals (ALDR) | Credit Suisse/ Leerink Partners | 8.00 | $80.00 | $10.00 | $10.00 | 0.00% |
| Dorian LPG (LPG) | J.P. Morgan/ UBS Investment Bank | 7.11 | $135.00 | $19.00 | $19.00 | 0.00% |
