| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| DTLR Holding (DTLR) | Baird/ Piper Jaffray | $75.00 | n.a | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| GlobeImmune (GBIM) | Wells Fargo Securities/ Piper Jaffray | 5.00 | $11.00 | $13.00 | $60.00 | 1-Star |
| New Terms | ||||||
| Arc Logistics Partners LP (ARCX) | Citigroup/ Barclays/ SunTrust Robinson Humphrey | 6.00 | $19.00 | $21.00 | $120.00 | 1-Star |
| Blue Capital Reinsurance Holdings (BCRH) | Deutsche Bank Securities/ UBS Investment Bank/ Barclays/ Keefe, Bruyette & Woods (A Stifel Company) | 6.25 | $20.00 | $20.00 | $125.00 | 1-Star |
| Celladon (CLDN) | J.P. Morgan/ Barclays | 5.00 | $14.00 | $16.00 | $75.00 | 3-Stars |
| Chegg (CHGG) | J.P. Morgan/ BofA Merrill Lynch | 15.00 | $9.50 | $11.50 | $157.50 | 3-Stars |
| Container Store Group (TCS) | J.P. Morgan/ Barclays/ Credit Suisse | 12.50 | $17.00 | $18.00 | $218.75 | 3-Stars |
| EP Energy (EPE) | Credit Suisse | $100.00 | n.a | |||
| Eros International Plc (EROS) | Deutsche Bank Securities/ BofA Merrill Lynch/ UBS Investment Bank | 12.50 | $15.00 | $17.00 | $200.00 | N/C |
| Extended Stay America/ ESH Hospitality ( STAY ) | Deutsche Bank Securities/ Goldman, Sachs/ J.P. Morgan | 28.25 | $18.00 | $21.00 | $550.88 | 1-Star |
| GlycoMimetics (GLYC) | Jefferies/ Barclays | 4.00 | $14.00 | $16.00 | $60.00 | 3-Stars |
| Houghton Mifflin Harcourt (HMHC) | Goldman, Sachs/ Morgan Stanley | 18.25 | $14.00 | $16.00 | $273.75 | 1-Star |
| JGWPT Holdings (JGW) | Barclays/ Credit Suisse | 12.20 | $19.00 | $22.00 | $250.10 | 1-Star |
| Karyopharm Therapeutics (KPTI) | BofA Merrill Lynch/ Leerink Swann | 5.67 | $14.00 | $16.00 | $85.00 | 2-Stars |
| LGI Homes (LGIH) | Deutsche Bank Securities/ JMP Securities/ J.P. Morgan | 9.00 | $13.00 | $15.00 | $126.00 | 1-Star |
| Midcoast Energy Partners, L.P. (MEP) | BofA Merrill Lynch/ Barclays/ Citigroup/ Credit Suisse/ Deutsche Bank Securities/ Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ Wells Fargo Securities/ UBS Investment Bank | 18.50 | $19.00 | $21.00 | $370.00 | 1-Star |
| NMI Holdings (NMIH) | FBR | 2.10 | $11.00 | $13.00 | $25.24 | 1-Star |
| Norcraft Companies (NCFT) | Citigroup/ UBS Investment Bank/ Deutsche Bank Securities/ RBC Capital Markets | 5.88 | $16.00 | $18.00 | $100.00 | 2-Stars |
| Qunar Cayman Islands Ltd. (QUNR) | Goldman Sachs (Asia)/ Deutsche Bank Securities | 11.11 | $12.00 | $14.00 | $144.44 | 3-Stars |
| n.a. (not available) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 28, 2013 | Manager(s) | Offered | Raised | Price | 11/1/13 | Change |
| Container Store Group (TCS) | J.P. Morgan/ Barclays/ Credit Suisse | 12.50 | $225.00 | $18.00 | $36.20 | 101.11% |
| Qunar Cayman Islands Ltd. (QUNR) | Goldman Sachs (Asia)/ Deutsche Bank Securities | 11.11 | $166.65 | $15.00 | $28.40 | 89.33% |
| 58.com (WUBA) | Morgan Stanley/ Credit Suisse/ Citigroup | 11.00 | $187.00 | $17.00 | $25.00 | 47.06% |
| Essent Group Ltd. (ESNT) | Goldman, Sachs/ J.P. Morgan/ Credit Suisse/ Barclays | 19.71 | $335.07 | $17.00 | $22.53 | 32.53% |
| Marcus & Millichap (MMI) | Citigroup/ Goldman Sachs | 6.00 | $72.00 | $12.00 | $13.91 | 15.92% |
| Criteo S.A. (CRTO) | J.P. Morgan/ Deutsche Bank Securities/ Jefferies/ Stifel | 8.08 | $250.56 | $31.00 | $34.10 | 10.00% |
| Surgical Care Affiliates (SCAI) | J.P. Morgan/ Citigroup | 9.78 | $234.67 | $24.00 | $26.25 | 9.38% |
| Brixmor Property Group (BRX) | BofA Merrill Lynch/ Citigroup/ J.P. Morgan/ Wells Fargo Securities/ Barclays/ Deutsche Bank Securities/ RBC Capital Markets/ UBS Investment Bank | 41.25 | $825.00 | $20.00 | $20.78 | 3.90% |
| Quartet Merger (QTETU) (u) | EarlyBirdCapital | 8.40 | $84.00 | $10.00 | $10.01 | 0.10% |
| Veracyte (VCYT) | Morgan Stanley/ Leerink Swann | 5.00 | $65.00 | $13.00 | $12.30 | -5.38% |
