| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Mesoblast Limited (MESO) | J.P. Morgan/ Credit Suisse | 5.74 | $12.10 | $12.10 | $69.45 | n.a. |
| Shimmick Construction (SCCI) | FBR | $100.00 | n.a. | |||
| Turning Point Brands (TPB) | FBR | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| GenSight Biologics S.A. (GNST) | Leerink Partners/ Evercore ISI/ Canaccord Genuity | 4.65 | $13.00 | $15.00 | $65.10 | 1-Star |
| Withdrawn | ||||||
| Costamare Partners LP (CMRP) | Morgan Stanley/ Barclays/ Citigroup/ Wells Fargo Securities/ Credit Suisse/ J.P. Morgan | $100.00 | n.a. | |||
| Interactive Data Holdings (IDC) | Morgan Stanley/ Barclays/ BofA Merrill Lynch/ UBS Investment Bank | $100.00 | n.a. | |||
| New Terms | ||||||
| Advanced Accelerator Applications S.A. (AAAP) | Citigroup/ Jefferies | 4.69 | $15.00 | $17.00 | $75.01 | 1-Star |
| Aeglea BioTherapeutics (AGLE) | UBS Investment Bank/ BMO Capital Markets/ Wells Fargo Securities | $86.25 | n.a. | |||
| Axsome Therapeutics (AXSM) | Ladenburg Thalmann | 4.25 | $11.00 | $13.00 | $51.00 | n.a. |
| Equity Bancshares (EQBK) | Keefe, Bruyette & Woods (A Stifel Company)/ Stephens | 1.79 | $22.00 | $24.00 | $41.17 | n.a. |
| Instructure (INST) | Morgan Stanley/ Goldman Sachs/ Jefferies | 4.40 | $16.00 | $18.00 | $74.80 | n.a. |
| Kitov Pharmaceuticals Holdings Ltd. (KTOV/KTOVW) (u) | Rodman & Renshaw | 1.25 | $9.92 | $9.92 | $12.40 | n.a. |
| loanDepot (LDI) | Morgan Stanley/ Goldman Sachs/ Wells Fargo Securities/ Barclays/ UBS Investment Bank | 30.00 | $16.00 | $18.00 | $510.00 | n.a. |
| Mimecast Ltd. (MIME) | Goldman Sachs/ Barclays/ Jefferies/ RBC Capital Markets | 7.75 | $10.00 | $12.00 | $85.25 | n.a. |
| Noble Midstream Partners LP (NBLX) | Barclays/ Baird/ J.P. Morgan/ BofA Merrill Lynch/ Citigroup/ Deutsche Bank Securities/ Wells Fargo Securities | $100.00 | n.a. | |||
| Square (SQ) | Goldman Sachs/ Morgan Stanley/ J.P. Morgan | 27.00 | $11.00 | $13.00 | $324.00 | n.a. |
| Wave Life Sciences Pte Ltd. (WVE) | Jefferies/ Leerink Partners | 5.00 | $15.00 | $17.00 | $80.00 | n.a. |
| n.a. (not available) | ||||||
| u (unit offering) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 2, 2015 | Manager(s) | Offered | Raised | Price | 11/6/15 | Change |
| First Guaranty Bancshares (FGBI) | Sandler O’Neill & Partners, L.P. | 0.60 | $11.10 | $18.50 | $19.22 | 3.89% |
| Kura Oncology (KURA) | Citigroup/ Leerink Partners | 6.25 | $50.00 | $8.00 | $8.07 | 0.88% |
| Fuling Global (FORK) | Burnham Securities | 4.00 | $20.00 | $5.00 | $4.61 | -7.80% |
