| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| FDO Holdings (FND) | BofA Merrill Lynch/ Goldman Sachs/ Barclays/ J.P. Morgan/ Jefferies | $100.00 | n.a. | |||
| Inotek Pharmaceuticals (ITEK) | Cowen and Company/ Piper Jaffray | $86.25 | n.a. | |||
| James River Group Holdings (JRVR) | Keefe Bruyette & Woods (A Stifel Company )/ UBS Investment Bank/ FBR/ BMO Capital Markets | $287.50 | n.a. | |||
| Momo (MOMO) | Morgan Stanley/ Credit Suisse/ J.P. Morgan/ China Renaissance | $300.00 | n.a. | |||
| Rice Midstream Partners LP (RMP) | Barclays | $425.00 | n.a. | |||
| Terryville Mineral & Royalty Partners LP (TRVL) | Barclays | $150.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| Jaguar Animal Health (JAGX) | BMO Capital Markets/ Guggenheim Securities | 5.00 | $7.00 | $9.00 | $40.00 | 1-Star |
| Radius Bancorp (RADB) | Baird/ Sandler O’Neill + Partners, L.P. | 5.00 | $11.75 | $13.75 | $63.75 | 1-Star |
| Sky Solar Holdings (SKYS) | FBR/ Cowen and Company | 12.50 | $10.00 | $12.00 | $137.50 | 1-Star |
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| eHi Car Services Ltd (EHIC) | J.P. Morgan/ Goldman Sachs (Asia) | 10.00 | $12.00 | $14.00 | $130.00 | 2-Stars |
| Energy & Exploration Partners (ENXP) | Citigroup/ Credit Suisse/ RBC Capital Markets/ BofA Merrill Lynch/ UBS Investment Bank | $400.00 | n.a. | |||
| Exmar Energy Partners LP (XMLP) | J.P. Morgan/ BofA Merrill Lynch/ Citigroup | $125.00 | n.a. | |||
| Joint Corp. (The) (JYNT) | Roth Capital Partners/ Feltl and Company | 3.00 | $6.00 | $7.00 | $19.50 | 1-Star |
| Landmark Infrastructure Partners LP (LMRK) | Baird/ Raymond James/ RBC Capital Markets | 3.00 | $19.00 | $21.00 | $60.00 | 2-Stars |
| Lantheus Holdings (LNTH) | Citigroup/ Jefferies | $125.00 | n.a. | |||
| Navios Maritime Midstream Partners LP (TBA) | BofA Merrill Lynch/ Citigroup/ Credit Suisse/ J.P. Morgan | 8.10 | $19.00 | $21.00 | $162.00 | 2-Stars |
| NeuroDerm, Ltd. (NDRM) | Jefferies/ Cowen and Company | 4.50 | $13.00 | $16.00 | $65.25 | 1-Star |
| Paramount Group (PGRE) | BofA Merrill Lynch/ Morgan Stanley/ Wells Fargo Securities | 131.00 | $16.00 | $19.00 | $2,292.50 | n.a. |
| PRA Health Sciences (PRAH) | Jefferies/ Citigroup/ KKR/ UBS Investment Bank/ Credit Suisse/ Wells Fargo Securities | 18.60 | $20.00 | $23.00 | $400.00 | 2-Stars |
| Quinpario Acquisition Corp. 2 (QPACU) | Deutsche Bank Securities/ Cantor Fitzgerald | 35.00 | $10.00 | $10.00 | $350.00 | n.a. |
| STORE Capital (STOR) | Goldman Sachs/ Credit Suisse/ Morgan Stanley | 27.50 | $17.00 | $19.00 | $495.00 | n.a. |
| Virgin America (VA) | Barclays/ Deutsche Bank Securities | 13.34 | $21.00 | $24.00 | $300.10 | 2-Stars |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 3, 2014 | Manager(s) | Offered | Raised | Price | 11/7/14 | Change |
| Nevro (NVRO) | J.P. Morgan/ Morgan Stanley | 7.00 | $126.00 | $18.00 | $25.30 | 40.56% |
| Xenon Pharmaceuticals (XENE) | Jefferies/ Wells Fargo Securities | 4.00 | $40.00 | $10.00 | $13.29 | 32.90% |
| Freshpet (FRPT) | Goldman Sachs/ Credit Suisse | 10.42 | $156.25 | $15.00 | $19.11 | 27.40% |
| Antero Midstream Partners LP (AM) | Barclays/ Citigroup/ Wells Fargo Securities | 40.00 | $1,000.00 | $25.00 | $28.07 | 12.28% |
| Coherus BioSciences (CHRS) | J.P. Morgan/ Credit Suisse | 6.30 | $85.00 | $13.50 | $15.10 | 11.85% |
| INC Research Holdings (INCR) | Goldman Sachs/ Credit Suisse/ Baird/ Wells Fargo Securities/ William Blair | 8.10 | $149.85 | $18.50 | $20.49 | 10.76% |
| Triumph Bancorp (TBK) | Sandler ONeill & Partners/ Evercore Group/ Wells Fargo | 6.70 | $80.40 | $12.00 | $12.75 | 6.25% |
| Upland Software (UPLD) | William Blair/ Raymond James | 3.85 | $46.15 | $12.00 | $10.81 | -9.92% |
