| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Blue Capital Reinsurance Holdings (BCRH) | Deutsche Bank Securities | $100.00 | n.a. | |||
| CardioDx (CDX) | BofA Merrill Lynch/ Jefferies | $86.25 | n.a. | |||
| Celladon (CLDN) | J.P. Morgan/ Barclays | $86.25 | n.a. | |||
| Dynagas LNG Partners LP (DLNG) | Credit Suisse | $150.00 | n.a. | |||
| JGWPT Holdings (JGW) | Barclays/ Credit Suisse | $200.00 | n.a. | |||
| Levy Acquisition (LEVYU) | Citigroup | 15.00 | $10.00 | $10.00 | $86.25 | n.a. |
| Norcraft Companies (NCFT) | Citigroup/ UBS Investment Bank/ Deutsche Bank Securities/ RBC Capital Markets | $100.00 | n.a. | |||
| Tandem Diabetes Care (TNDM) | BoA Merrill Lynch/ Piper Jaffray | $100.00 | n.a. | |||
| Trevena (TRVN) | Barclays/ Jefferies | $86.25 | n.a. | |||
| Vital Therapies (VTL) | Credit Suisse/ William Blair | $86.25 | n.a. | |||
| zulily (ZU) | Goldman Sachs/ BofA Merrill Lynch/ Citigroup | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| AMC Entertainment Holdings (AMC) | Citigroup/ BofA Merrill Lynch/ Barclays/ Credit Suisse | $400.00 | n.a. | |||
| CommScope Holding (COMM) | J.P. Morgan/ Deutsche Bank Securities/ BofA Merrill Lynch | 38.46 | $18.00 | $21.00 | $750.00 | n.a. |
| Criteo S.A. (CRTO) | J.P. Morgan/ Deutsche Bank Securities/ Jefferies/ Stifel | 7.20 | $23.00 | $26.00 | $176.40 | n.a. |
| Endurance International Group Holdings (EIGI) | Goldman, Sachs/ Credit Suisse/ Morgan Stanley | 23.39 | $14.00 | $16.00 | $350.85 | n.a. |
| Extended Stay America/ ESH Hospitality ( STAY ) | Deutsche Bank Securities/ Goldman, Sachs/ J.P. Morgan | $500.00 | n.a. | |||
| Plains GP Holdings, L.P. (PAGP) | Barclays/ Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch/ Citigroup/ UBS Investment Bank/ Wells Fargo Securities | 128.00 | $22.00 | $25.00 | $3,008.00 | 2-Stars |
| Springleaf Holdings (LEAF) | BofA Merrill Lynch/ Barclays/ Citigroup/ Credit Suisse | 20.00 | $15.00 | $17.00 | $320.00 | 1-Star |
| voxeljet AG (VJET) | Piper Jaffray/ Citigroup | 6.50 | $13.00 | $15.00 | $91.00 | 3-Stars |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 7, 2013 | Manager(s) | Offered | Raised | Price | 10/11/13 | Change |
| MacroGenics (MGNX) | BofA Merrill Lynch/ Leerink Swann | 5.00 | $80.00 | $16.00 | $26.10 | 63.13% |
| LDR Holding (LDRH) | Piper Jaffray/ William Blair/ Bryan, Garnier | 5.00 | $75.00 | $15.00 | $20.00 | 33.33% |
| Antero Resources (AR) | Barclays/ Citigroup/ J.P. Morgan | 35.73 | $1,571.90 | $44.00 | $53.30 | 21.14% |
| Stonegate Mortgage (SGM) | BofA Merrill Lynch/ Credit Suisse/ Barclays/ FBR | 7.10 | $113.60 | $16.00 | $18.42 | 15.13% |
| Western Refining Logistics, LP (WNRL) | BofA Merrill Lynch/ Barclays/ Goldman Sachs/ Wells Fargo Securities | 13.75 | $302.50 | $22.00 | $24.30 | 10.45% |
| QTS Realty Trust (QTS) | Goldman, Sachs/ Jefferies | 12.50 | $262.50 | $21.00 | $21.80 | 3.81% |
| SFX Entertainment (SFXE) | UBS Investment Bank/ Jefferies/ Deutsche Bank Securitie | 20.00 | $260.00 | $13.00 | $11.90 | -8.46% |
