| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Arsanis (ASNS) | Citigroup/ Cowen/ Piper Jaffray | $57.50 | n.a. | |||
| iClick Interactive Asia Group (ICLK) | Credit Suisse/ Nomura | $100.00 | n.a. | |||
| Jianpu Technology (TBA) | Goldman Sachs (Asia)/ Morgan Stanley/ J.P. Morgan | $200.00 | n.a. | |||
| SailPoint Technologies Holdings (SAIL) | Morgan Stanley/ Citigroup/ Jefferies/ RBC Capital Markets | $100.00 | n.a. | |||
| SendGrid (SEND) | Morgan Stanley/ J.P. Morgan | $100.00 | n.a. | |||
| Sterling Bancorp (TBA) | Sandler O’Neill & Partners | $230.00 | n.a. | |||
| Stitch Fix (SFIX) | Goldman Sachs/ J.P. Morgan Securities | $100.00 | n.a. | |||
| WatchGuard (WGRD) | Barclays/ SunTrust Robinson Humphrey | $75.00 | n.a. | |||
| Workspace Property Trust (WSPT) | Goldman Sachs/ J.P. Morgan/ BofA Merrill Lynch | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| TBA (to be announced) | ||||||
| Postponed | ||||||
| LiveXLive Media (LXL) | BMO Capital Markets | 7.69 | $12.00 | $14.00 | $100.00 | Thursday |
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Ablynx NV (ABLX) | BofA Merrill Lynch/ J.P. Morgan/ Jefferies | 8.35 | $20.95 | $20.94 | $174.96 | S/O |
| Ablynx NV (ABLX) | BofA Merrill Lynch/ J.P. Morgan/ Jefferies | 7.86 | $19.08 | $19.08 | $150.00 | S/O |
| ACM Research (ACMR) | Roth Capital Partners | 2.00 | $7.50 | $9.50 | $17.00 | S/O |
| Altair Engineering (ALTR) | J.P. Morgan/ RBC Capital Markets/ Deutsche Bank Securities | 12.00 | $11.00 | $13.00 | $144.00 | S/O |
| Apellis Pharmaceuticals (APLS) | Citigroup/ J.P. Morgan/ Evercore ISI | $150.00 | S/O | |||
| BP Midstream Partners LP (BPMP) | Citigroup/ Goldman Sachs/ Morgan Stanley/ Barclays/ Credit Suisse/ J.P. Morgan/ UBS Investment Bank | 42.50 | $19.00 | $21.00 | $850.00 | S/O |
| Evoqua Water Technologies (AQUA) | Credit Suisse/ J.P. Morgan/ RBC Capital Markets | 27.78 | $17.00 | $19.00 | $500.00 | S/O |
| Four Seasons Education (Cayman) (FSCT) | Morgan Stanley/ Citigroup/ China Renaissance | 4.80 | $20.00 | $22.00 | $100.80 | S/O |
| Merchants Bancorp (MBIN) | Sandler O’Neill + Partners/ Stephens/ Raymond James | 5.56 | $17.00 | $19.00 | $100.00 | S/O |
| MongoDB (MDB) | Morgan Stanley/ Goldman Sachs/ Barclays/ Allen & Company | 8.00 | $20.00 | $22.00 | $168.00 | S/O |
| MPM Holdings (MPMH) | BMO Capital Markets | $100.00 | S/O | |||
| National Vision Holdings (EYE) | BofA Merrill Lynch/ Goldman Sachs/ Citigroup/ KKR/ Morgan Stanley/ Jefferies/ UBS Investment Bank/ Wells Fargo Securities | 15.80 | $18.00 | $20.00 | $300.20 | S/O |
| ProLung (LUNG) | Maxim Group/ Aegis Capital | $8.00 | S/O | |||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 16 , 2017 | Manager(s) | Offered | Raised | Price | 10/20/17 | Change |
| Qudian (QD) | Morgan Stanley/ Credit Suisse/ Citigroup/CICc/ UBS Securities | 37.50 | $900.00 | $24.00 | $33.00 | 37.50% |
| MongoDB (MDB) | Morgan Stanley/ Goldman Sachs/ Barclays/ Allen & Company | 8.00 | $192.00 | $24.00 | $30.68 | 27.83% |
| RISE Education Cayman (REDU) | Morgan Stanley/ Credit Suisse | 11.00 | $159.50 | $14.50 | $16.61 | 14.55% |
| Sea Limited (SE) | Goldman Sachs (Asia)/ Morgan Stanley/ Credit Suisse | 58.96 | $884.40 | $15.00 | $16.26 | 8.40% |
| Mosaic Acquisition (MOSC.U) (u) | Deutsche Bank Securities/ RBC Capital Markets/ J.P. Morgan | 30.00 | $300.00 | $10.00 | $10.03 | 0.30% |
| RumbleOn (RMBL) | Roth Capital Partners/ Maxim Group | 2.91 | $16.01 | $5.50 | $5.15 | -6.36% |
| u (unit offering) | ||||||
