| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| None | ||||||
| SCOOP Ratings From Previous Week | ||||||
| Armstrong Energy (tba) | FBR/ Raymond James | $69.00 | n.a. | |||
| Armstrong Resource Partners, L.P. (tba) | Raymond James/ FBR | $22.00 | n.a. | |||
| Cempra Holdings (CEMP) | Stifel Nicolaus Weisel/ Leerink Swann/ Cowen and Company | $86.25 | n.a. | |||
| Chart Acquisition (tba)(u) | Cowen and Company | 10.00 | $10.00 | $10.00 | $100.00 | 1-Star |
| ChemoCentryx (CCXI) | J.P. Morgan/ Citi | $69.00 | 1-Star | |||
| First ULB (FULB) | B. Riley & Co. | $28.75 | 1-Star | |||
| ROI Acquisition (tba)(U) | Deutsche Bank Securities | 7.50 | $10.00 | $10.00 | $75.00 | n.a. |
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Glacier Water Services (DRNK) | William Blair & Company/ SunTrust Robinson Humphrey | $86.25 | 1-Star | |||
| Liberty Mutual Agency (LMA) | Citi/ BofA Merrill Lynch | 64.31 | $18.00 | $20.00 | $1,221.87 | 2-Stars |
| S.E. Asia Emerging Market Co., Ltd ( tba) (u) | Maxim Group LLC | 1.10 | $6.00 | $6.00 | $6.60 | 1-Star |
| Staffmark Holdings (STMK) | UBS Investment Bank/ BMO Capital Markets | $125.00 | 2-Stars | |||
| New Terms | ||||||
| Chesapeake Granite Wash Trust (CHKR) | Morgan Stanley/ Raymond James | 22.88 | $19.00 | $21.00 | $457.50 | 1-Star |
| Forum Energy Technologies (FET) | J.P. Morgan | $345.00 | 2-Stars | |||
| Fulcrum BioEnergy (FLCM) | UBS Investment Bank/ BofA Merrill Lynch/ Citigroup | $115.00 | 1-Star | |||
| Groupon (GRPN) | Morgan Stanley/ Goldman, Sachs/ Credit Suisse | 30.00 | $16.00 | $18.00 | $510.00 | 3-Stars |
| WhiteSmoke (WHSM) | Aegis Capital/ EarlyBirdCapital | $23.00 | 1-Star | |||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 17, 2011 | Manager(s) | Offered | Raised | Price | 10/21/11 | Change |
| ZELTIQ Aesthetics (ZLTQ) | J.P. Morgan/ Goldman, Sachs & Co. | 7.00 | $91.00 | $13.00 | $15.50 | 19.23% |
