| Lead Manager/ | # of | Price Range | Dollar | |||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | |
| Alberton Acquisition (ALACU) | Chardan | 10.00 | $10.00 | $10.00 | $100.00 | n.a. |
| Axonics Modulation Technologies (AXNX) | BofA Merrill Lynch/ Morgan Stanley | $86.25 | n.a. | |||
| EnVen Energy (ENVN) | Citigroup/ J.P. Morgan/ Stifel | $100.00 | n.a. | |||
| Gamida Cell Ltd. (GMDA) | BMO Capital Markets/ RBC Capital Markets | $69.00 | n.a. | |||
| Orchard Rx Ltd. (ORTX) | J.P. Morgan/ Goldman Sachs/ Cowen | $172.50 | n.a. | |||
| Revolve Group (Advance Holdings) (RVLV) | Morgan Stanley/ Credit Suisse/ BofA Merrill Lynch | $100.00 | n.a. | |||
| Samoyed Holding Limited (SMY) | Morgan Stanley/ Deutsche Bank Securities/ CICC | $80.00 | n.a. | |||
| StoneCo Ltd. (STNE) | Goldman Sachs/ J.P. Morgan/ Citigroup | $100.00 | n.a. | |||
| Tencent Music Entertainment Group (TME) | BofA Merrill Lynch, Deutsche Bank Securities/ Goldman Sachs (Asia) / J.P. Morgan/ Morgan Stanley | $1,000.00 | n.a. | |||
| Twist Bioscience (TWST) | J.P. Morgan/ Cowen | $86.25 | n.a. | |||
| Uranium Trading (UTC) | B. Riley FBR | $57.50 | n.a. | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| Allogene Therapeutics (ALLO) | Goldman Sachs/ J.P. Morgan/ Cowen/ Jefferies | 16.00 | $16.00 | $18.00 | $272.00 | S/O |
| Anaplan (PLAN) | Goldman Sachs/ Morgan Stanley/ Barclays | 15.50 | $13.00 | $15.00 | $217.00 | S/O |
| Elastic N.V. (ESTC) | Goldman Sachs/ J.P. Morgan/ Barclays/ RBC Capital Markets | 7.00 | $33.00 | $35.00 | $238.00 | S/O |
| Equillium (EQ) | Jefferies/ Leerink Partners/ Stifel | 4.67 | $14.00 | $16.00 | $70.05 | S/O |
| Livent (LTHM) | BofA Merrill Lynch/ Goldman Sach/ Credit Suisse | 20.00 | $18.00 | $20.00 | $380.00 | S/O |
| Medalist Diversified REIT (MDRR) | Maxim Group LLC | 0.70 | $9.00 | $11.00 | $7.00 | S/O |
| Osmotica Pharmaceuticals plc (OSMT) | Jefferies/ Barclays/ RBC Capital Markets | 8.30 | $14.00 | $16.00 | $124.50 | S/O |
| PhaseBio Pharmaceuticals (PHAS) | Citigroup/ Cowen/ Stifel | 5.00 | $12.00 | $14.00 | $65.00 | S/O |
| Riley Exploration Permian (REPX) | SunTrust Robinson Humphrey/ Seaport Global Securities | 6.67 | $14.00 | $16.00 | $100.00 | S/O |
| SI-BONE (SIBN) | Morgan Stanley/ BofA Merrill Lynch | 6.00 | $13.00 | $15.00 | $84.00 | S/O |
| SolarWinds (SWI) | Goldman Sachs/ J.P. Morgan/ Morgan Stanley/ Credit Suisse | 42.00 | $17.00 | $19.00 | $756.00 | S/O |
| Valtech SE (VTEC) | J.P. Morgan/ Morgan Stanley | 12.27 | $10.00 | $12.00 | $134.99 | S/O |
| S/O (Subscribers Only) | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Oct. 1, 2018 | Manager(s) | Offered | Raised | Price | 10/5/18 | Change |
| Elastic N.V. (ESTC) | Goldman Sachs/ J.P. Morgan/ Barclays/ RBC Capital Markets | 7.00 | $252.00 | $36.00 | $70.00 | 94.44% |
| Guardant Health (GH) | J.P. Morgan/ BofA Merrill Lynch | 12.50 | $237.50 | $19.00 | $29.20 | 53.68% |
| Upwork (UPWK) | Citigroup/ Jefferies/ RBC Capital Markets | 12.48 | $187.14 | $15.00 | $20.99 | 39.93% |
| Kodiak Sciences (KOD) | Morgan Stanley/ BofA Merrill Lynch | 9.00 | $90.00 | $10.00 | $10.43 | 4.30% |
| ARYA Sciences Acquisition (ARYAU) | Jefferies | 12.50 | $125.00 | $10.00 | $10.17 | 1.70% |
| Collier Creek Holdings (CCH.U) | Citigroup/ Credit Suisse/ BofA Merrill Lynch | 40.00 | $400.00 | $10.00 | $10.15 | 1.50% |
| ChaSerg Technology Acquisition (CTAC.U) | Cantor | 20.00 | $200.00 | $10.00 | $10.04 | 0.40% |
| EdtechX Holdings Acquisition (EDTXU) | Chardan/ I-Bankers | 5.50 | $55.00 | $10.00 | $10.03 | 0.30% |
