| Lead | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Manager(s) | Shares | Low | High | Volume | Ratings |
| Carrols Holdings (Nasdaq: tba) |
Wachovia
Banc of America
|
$210.00 | n.a. | |||
| Danaos (DAC) |
Merrill Lynch
Citigroup
|
10.25 | $20.00 | $22.00 | $215.25 | 2-Stars |
| Meruelo Maddux Properties (MMPI) | Friedman Billings Ramsey | $500.00 | n.a. | |||
| NewStar Financial (NEWS) |
Goldman Sachs
Morgan Stanley
Citigroup
Wachovia
|
$100.00 | n.a. | |||
| Paradigm Ltd. (Nasdaq: tba) |
Lehman Brothers
UBS Investment Bank
Banc of America
|
$200.00 | 1-Star | |||
| St. Francis Medical Technology (SFMT) |
Citigroup
JPMorgan
|
$86.25 | n.a. | |||
| Telesat Holding (tba) |
Goldman Sachs
Citigroup
RBC Capital Markets
|
$400.00 | 2-Stars | |||
| (u) unit offering | ||||||
| n.a. (not available) | ||||||
| SCOOP Ratings From Last week: | ||||||
| ASAlliance Biofuels (ASAB) |
UBS Investment Bank
Lehman Brothers
|
$300.00 | 1-Star | |||
| Guidance Software (GUID) |
Morgan Stanley
Lehman Brothers
|
$80.00 | 2-Stars | |||
| Postponed | ||||||
| Hawkeye Holdings (HWY) |
Credit Suisse
Morgan Stanley
Banc of America
|
15.91 | $21.00 | $23.00 | $350.00 | 1-Star |
| Withdrawn | ||||||
| None | ||||||
| New Terms: | ||||||
| Achillion Pharmaceuticals (ACHN) |
Cowen
CIBC World Markets
|
4.50 | $14.00 | $16.00 | $67.50 | 1-Star |
| Acme Packet (APKT) |
Goldman Sachs
Credit Suisse
|
11.47 | $6.50 | $7.50 | $80.32 | 3-Stars |
| Alpha Security Group (AMEX: tba) (u) | Maxim Group | 6.00 | $10.00 | $10.00 | $60.00 | 1-Star |
| Ascent (ASNT) |
Lehman Brothers
Jefferies
|
$201.25 | 1-Star | |||
| BioVex Group (BVEX) | Janney Montgomery Scott | 3.40 | $11.00 | $13.00 | $40.80 | 1-Star |
| Lightspace (OTCBB: tba)(u) | Griffin Securitiies | 0.64 | $6.40 | $6.40 | $4.10 | 1-Star |
| Santa Monica Media (AMEX: tba) (u) |
Citigroup
Detusche Bank
|
12.50 | $8.00 | $8.00 | $100.00 | 1-Stars |
| Southern National Bancorp of Virginia (SONA) | FIG Partners | 1.79 | $13.00 | $15.00 | $25.00 | 2-Stars |
| Venoco (VQ) |
Credit Suisse
Lehman Brothers
JPMorgan
|
$402.50 | 2-Stars | |||
| Willdan Group (WLDN) | Wedbush Morgan Securities | 2.80 | $9.00 | $11.00 | $28.00 | 1-Star |
| (*) To see SCOOP ratings, you must be a subscriber | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week Ending Sept. 22, 2006 | Manager(s) | Offered | Raised | Price | 9/22/06 | Change |
| Riverbed Technology (RVBD) | Goldman Sachs | 8.80 | $85.80 | $9.75 | $16.75 | 71.79% |
| CommVault Systems (CVLT) |
Credit Suisse
Goldman Sachs
|
11.11 | $161.11 | $14.50 | $17.00 | 17.24% |
| DivX (DIVX) | JPMorgan | 9.10 | $145.60 | $16.00 | $18.70 | 16.88% |
| Hiland Holdings GP L.P. (HPGP) |
Lehman Brothers
AG Edwards
|
7.00 | $129.50 | $18.50 | $20.40 | 10.27% |
| Home Diagnostics (HDIX) | JPMorgan | 6.60 | $79.20 | $12.00 | $12.50 | 4.17% |
| Warner Chilcott Holdings (WCRX) | Goldman Sachs | 70.60 | $1,059.00 | $15.00 | $15.18 | 1.20% |
| Porter Bancorp (PBIB) |
Sandler O’Neill
Keefe Bruyette & Woods
|
1.55 | $37.20 | $24.00 | $23.00 | -4.17% |
