| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Coherus BioSciences (CHRS) | J.P. Morgan/ Credit Suisse | $86.25 | n.a. | |||
| DBV Technologies S.A. (DBV) | Citigroup/ Leerink Partners/ Bryan, Garnier & Co. | $96.00 | n.a. | |||
| Evraz North America Ltd. (TBA) | Citigroup/ Goldman Sachs | $100.00 | n.a. | |||
| Exmar Energy Partners LP (XMLP) | BofA Merrill Lynch/ Citigroup | $125.00 | n.a. | |||
| Hess Midstream Partners LP (HESM) | Goldman Sachs/ Morgan Stanley | $250.00 | n.a. | |||
| Mammoth Energy Partners LP (TUSK) | Credit Suisse | $100.00 | n.a. | |||
| PES Logistics Partners, L.P. (PESL) | BofA Merrill Lynch/ Credit Suisse | $250.00 | n.a. | |||
| Quinpario Acquisition Corp. 2 (TBA) | Deutsche Bank Securities/ Cantor Fitzgerald | 35.00 | $10.00 | $10.00 | $350.00 | n.a. |
| n.a. (not available) | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| Civitas Therapeutics (CVTS) | J.P. Morgan/ BofA Merrill Lynch | 4.00 | $14.00 | $16.00 | $60.00 | 2-Stars |
| Peak Resorts (PEAK) | Raymond James | 5.00 | $16.00 | $18.00 | $85.00 | 1-Star |
| PQ Holdings (PQH) | BofA Merrill Lynch/ Credit Suisse/ J.P. Morgan | $450.00 | n.a. | |||
| New Terms | ||||||
| AAC Holdings (AAC) | William Blair/ Raymond James | 5.00 | $12.00 | $14.00 | $65.00 | 2-Stars |
| Atara Biotherapeutics (ATRA) | Goldman Sachs/ Citigroup | 5.00 | $50.00 | n.a. | ||
| FMSA (FMSA) | Morgan Stanley/ Wells Fargo Securities/ Barclays | 44.50 | $21.00 | $24.00 | $1,001.25 | 2-Stars |
| HubSpot (HUBS) | Morgan Stanley/ J.P. Morgan/ UBS Securitie | 5.00 | $19.00 | $21.00 | $100.00 | n.a. |
| JP Energy Partners LP (JPEP) | Barclays/ BofA Merrill Lynch | 13.75 | $19.00 | $21.00 | $275.00 | 2-Stars |
| MOL Global (MOLG) | Citigroup/ Credit Suisse/ Deutsche Bank Securities/ UBS Investment Bank (In alphabetical order) | 19.46 | $12.50 | $14.50 | $262.72 | n.a. |
| OM Asset Management Ltd (OMAM) | BofA Merrill Lynch/ Morgan Stanley/ Citigroup/ Credit Suisse | 22.00 | $15.00 | $17.00 | $352.00 | n.a. |
| Shell Midstream Partners, L.P. (SHLX) | Barclays/ Citigroup/ Morgan Stanley/ UBS Investment Bank | $750.00 | n.a. | |||
| Yodlee (YDLE) | Goldman Sachs/ Credit Suisse/ BofA Merrill Lynch | 6.25 | $11.00 | $13.00 | $75.00 | 3-Stars |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Sept. 22, 2014 | Manager(s) | Offered | Raised | Price | 9/26/14 | Change |
| CyberArk Software (CYBR) | J.P. Morgan/ Deutsche Bank Securities/ Barclays | 5.36 | $85.76 | $16.00 | $29.80 | 86.25% |
| CONE Midstream Partners LP (CNNX) | Wells Fargo Securities/ BofA Merrill Lynch/ Baird | 17.50 | $385.00 | $22.00 | $29.52 | 34.18% |
| Smart & Final Stores (SFS) | Credit Suisse/ Morgan Stanley/ Deutsche Bank Securities | 13.45 | $161.40 | $12.00 | $13.70 | 14.17% |
| Citizens Financial Group (CFG) | Morgan Stanley/ Goldman Sachs | 140.00 | $3,010.00 | $21.50 | $23.25 | 8.14% |
| Israel Corporation (ICL) | Morgan Stanley/ Barclays/ Deutsche Bank Securities/ Goldman Sachs/ BMO Capital Markets | 60.16 | $421.11 | $7.00 | $7.20 | 2.86% |
| Grupo Aval Acciones Y Valores S.A. (AVAL) | J.P. Morgan/ Goldman Sachs | 81.48 | $1,100.00 | $13.50 | $13.78 | 2.07% |
| Travelport Worldwide LTD (TVPT) | Morgan Stanley/ UBS Securities/ Credit Suisse/ Deutsche Bank Securities | 30.00 | $480.00 | $16.00 | $16.25 | 1.56% |
| Vitae Pharmaceuticals (VTAE) | Stifel/ BMO Capital Markets | 6.88 | $55.00 | $8.00 | $7.95 | -0.62% |
| GWG Holdings (GWGH) | Newport Coast Securities/ Axiom Capital Management/ Newbridge Securities | 0.80 | $10.00 | $12.50 | $11.75 | -6.00% |
| Medley Management (MDLY) | Goldman Sachs/ Credit Suisse | 6.00 | $108.00 | $18.00 | $16.77 | -6.83% |
