| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Aviv REIT (AVIV) | Morgan Stanley/ BofA Merrill Lynch/ Goldman, Sachs | $300.00 | 1-Star | |||
| Five Oaks Investment (FOIC) | Barclays/ Credit Suisse | $115.00 | 1-Star | |||
| Health Insurance Innovations ( HIIQ ) | Credit Suisse/ Citigroup/ BofA Merrill Lynch | $86.25 | n.a | |||
| Pinnacle Foods (tba) | Barclays/ BofA Merrill Lynch/ Credit Suisse/ Goldman, Sachs/ Morgan Stanley/ UBS Investment Bank | $100.00 | n.a | |||
| SeaWorld Entertainment (SEAS) | Goldman, Sachs/ J.P. Morgan | $100.00 | n.a | |||
| TRI Pointe Homes (TPH) | Citigroup/ Deutsche Bank Securities/ FBR | $172.50 | n.a | |||
| n.a. (not available) | ||||||
| Postponed | ||||||
| Audeo Oncology (AURX) | Leerink Swann/ Oppenheimer | 3.25 | $14.00 | $16.00 | $48.75 | 1-Star |
| Withdrawn | ||||||
| Bluestem Brands (BSTM) | Piper Jaffray/ Wells Fargo Securities | 10.00 | $14.00 | $16.00 | $150.00 | 1-Star |
| Safety-Kleen (SK) | Credit Suisse/ Morgan Stanley | $400.00 | 1-Star | |||
| Singulex (SGLX) | UBS Investment Bank/ Piper Jaffray | 4.38 | $15.00 | $17.00 | $70.00 | 1-Star |
| New Terms | ||||||
| Zoetis (ZTS) | J.P. Morgan/ BofA Merrill Lynch/ Morgan Stanley | $100.00 | 2-Stars | |||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Dec. 17 & 24, 2012 | Manager(s) | Offered | Raised | Price | 12/28/12 | Change |
| CIS Acquisition Ltd. (CISAU) | Chardan Capital Markets | 4.00 | $40.00 | $10.00 | $10.05 | 0.50% |
| Sprott Physical Platinum and Palladium Trust (SPPP) | Morgan Stanley/ RBC Capital Markets | 28.00 | $280.00 | $10.00 | $9.90 | -1.00% |
