| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| China Dredging Group (CLFF) | Chardan Capital Markets | $200.00 | n.a. | |||
| China Sunflower Group (tba) | Rodman & Renshaw | $20.00 | n.a. | |||
| CVR Partners, LP (UAN) | Morgan Stanley/ Barclays Capital | $200.00 | 2-Stars | |||
| HCA Holdings (HCA) | BofA Merrill Lynch/Citi/J.P. Morgan | $4,600.00 | 2-Stars | |||
| NewLink Genetics (NLNK | Wells Fargo Securities/ Cowen | $86.25 | 1-Star | |||
| Responsys (RESP) | Morgan Stanley/ Credit Suisse | $60.00 | n.a. | |||
| Schottenstein Realty Trust (SCRT) | Raymond James | $517.50 | 1-Star | |||
| ServiceSource International (tba) | Morgan Stanley/ Deutsche Bank Securities | $75.00 | n.a. | |||
| Supernus Pharmaceuticals (SUPN) | Citi/ Barclays Capital | $100.00 | 1-Star | |||
| Universal Business Payment Solutions Acquisition (TBA) | EarlyBirdCapital | 12.00 | $6.00 | $6.00 | $72.00 | n.a. |
| VOC Energy Trust (VOC) | Raymond James | $200.00 | n.a. | |||
| n.a. (not available) | ||||||
| SCOOP Ratings From Previous Week | ||||||
| None | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| BJB Career Education (BJB) | Credit Suisse/ Goldman Sachs (Asia) | $100.00 | 2-Stars | |||
| Energy and Power Solutions (tba) | tba | $25.00 | n.a. | |||
| HCA (HCA) | BofA Merrill Lynch/Citi/J.P. Morgan | $4,600.00 | 2-Stars | |||
| New Terms | ||||||
| Bruker Energy & Supercon Technologies (ESCT) | Jefferies | $100.00 | 1-Star | |||
| IASO Pharma (IASO) | Ladenburg Thalmann | $20.00 | 1-Star | |||
| Preferred Apartment Communities (APTS) | Roth Capital Partners/ Anderson & Strudwick | 4.50 | $10.00 | $10.00 | $45.00 | 1-Star |
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Weeks of Dec. 20 & Dec. 27, 2010 | Manager(s) | Offered | Raised | Price | 12/31/10 | Change |
| Ossen Innovation (OSN) | Global Hunter Securities, LLC/ Knight Capital Markets | 5.00 | $22.50 | $4.50 | $4.74 | 5.33% |
