IPO Traffic: Weeks Ending March 15, 2013

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Altisource Residential  (RESI) Citigroup       $100.00 n.a.
Omthera Pharmaceuticals (OMTH) BofA Merrill Lynch/ Barclays/ Leerink Swann     $75.00 1-Star
Rally Software Development (RALY) Deutsche Bank Securities/ Piper Jaffray     $70.00 n.a.
Truett-Hurst (THST) WR Hambrecht + Co / Sidoti & Company/ CSCA 2.90 $11.00 $15.00 $37.73 n.c
n.a. (not available)            
n.c. (no call – Dutch auction)            
             
Postponed            
None            
             
Withdrawn            
None            
             
New Terms            
Aviv REIT (AVIV) Morgan Stanley/ BofA Merrill Lynch/ Goldman, Sachs 13.20 $18.00 $20.00 $250.80 1-Star
BioAmber (BIOA) Credit Suisse       $150.00 1-Star
Cancer Genetics (CGIX) Aegis Capital/ Feltl and Company 1.65 $10.00 $12.00 $18.15 1-Star
EVERTEC  (EVTC) Goldman, Sachs/ J.P. Morgan       $100.00 2-Stars
Five Oaks Investment (OAKS) Barclays/ Credit Suisse/UBS Investment Bank/ Keefe, Bruyette & Woods  5.70 $15.00 $15.00 $85.50 1-Star
Hannon Armstrong Sustainable Infrastructure Capital  (HASIC) BofA Merrill Lynch/ UBS Investment Bank/ Wells Fargo Securities $100.00 1-Star
Intelsat S.A.   (I) Goldman, Sachs/ J.P. Morgan/ Morgan Stanley     $750.00 1-Star
Marin Software (MRIN) Goldman, Sachs/ Deutsche Bank Securities 7.00 $11.00 $13.00 $84.00 3-Stars
NV5 Holdings (NVEE.U)(u) Roth Capital Partners 1.00 $5.00 $7.00 $6.00 1-Star
Pinnacle Foods  (PF) Barclays/ BofA Merrill Lynch/ Credit Suisse/ Goldman, Sachs/ Morgan Stanley/ UBS Investment Bank 29.00 $18.00 $20.00 $551.00 2-Stars
West Corporation (WSTC) Goldman Sachs/Morgan Stanley/JP Morgan 21.28 $22.00 $25.00 $499.96 2-Stars
             
IPOs Priced Lead Shares Amount Offer Close %
Week of March 11, 2013 Manager(s) Offered Raised Price 3/15/13 Change
Silver Spring Networks (SSNI) Goldman, Sachs/ Credit Suisse 4.75 $80.75 $17.00 $21.30 25.29%

IPO Traffic: Weeks Ending March 15, 2013

  Lead Manager/ # of Price Range   Dollar SCOOP
New Filings (Proposed Symbol) Joint-Lead Managers Shares Low High Volume Ratings
Altisource Residential  (RESI) Citigroup       $100.00 n.a.
Omthera Pharmaceuticals (OMTH) BofA Merrill Lynch/ Barclays/ Leerink Swann     $75.00 1-Star
Rally Software Development (RALY) Deutsche Bank Securities/ Piper Jaffray     $70.00 n.a.
Truett-Hurst (THST) WR Hambrecht + Co / Sidoti & Company/ CSCA 2.90 $11.00 $15.00 $37.73 n.c
n.a. (not available)            
n.c. (no call – Dutch auction)            
             
Postponed            
None            
             
Withdrawn            
None            
             
New Terms            
Aviv REIT (AVIV) Morgan Stanley/ BofA Merrill Lynch/ Goldman, Sachs 13.20 $18.00 $20.00 $250.80 1-Star
BioAmber (BIOA) Credit Suisse       $150.00 1-Star
Cancer Genetics (CGIX) Aegis Capital/ Feltl and Company 1.65 $10.00 $12.00 $18.15 1-Star
EVERTEC  (EVTC) Goldman, Sachs/ J.P. Morgan       $100.00 2-Stars
Five Oaks Investment (OAKS) Barclays/ Credit Suisse/UBS Investment Bank/ Keefe, Bruyette & Woods  5.70 $15.00 $15.00 $85.50 1-Star
Hannon Armstrong Sustainable Infrastructure Capital  (HASIC) BofA Merrill Lynch/ UBS Investment Bank/ Wells Fargo Securities $100.00 1-Star
Intelsat S.A.   (I) Goldman, Sachs/ J.P. Morgan/ Morgan Stanley     $750.00 1-Star
Marin Software (MRIN) Goldman, Sachs/ Deutsche Bank Securities 7.00 $11.00 $13.00 $84.00 3-Stars
NV5 Holdings (NVEE.U)(u) Roth Capital Partners 1.00 $5.00 $7.00 $6.00 1-Star
Pinnacle Foods  (PF) Barclays/ BofA Merrill Lynch/ Credit Suisse/ Goldman, Sachs/ Morgan Stanley/ UBS Investment Bank 29.00 $18.00 $20.00 $551.00 2-Stars
West Corporation (WSTC) Goldman Sachs/Morgan Stanley/JP Morgan 21.28 $22.00 $25.00 $499.96 2-Stars
             
IPOs Priced Lead Shares Amount Offer Close %
Week of March 11, 2013 Manager(s) Offered Raised Price 3/15/13 Change
Silver Spring Networks (SSNI) Goldman, Sachs/ Credit Suisse 4.75 $80.75 $17.00 $21.30 25.29%