We are a holding company incorporated in the British Virgin Islands. We are a global leading vertically integrated forestry company headquartered in Macau, a Special Administrative Region (S.A.R.) of China. We focus on FSC (Forest Stewardship Council) business operations. Our operations cover both up-stream forest management and harvesting, and down-stream wood-processing and distribution. We offer […]

We are a specialty apparel company with two brands – The J Peterman Company and The Territory Ahead. We have no brick-and-mortar stores. We sell our products through print catalogs and online: https://www.jpetermancompany.com/ and https://www.theterritoryahead.com/  (Incorporated in Delaware) We are a proprietary branded apparel, footwear and accessory company that designs, sources, markets, and distributes products […]

(Note: XJet Ltd. withdrew its plans for an IPO in a letter to the SEC dated June 13, 2024. The Israeli 3D printing company had not updated its F-1 since September 2023.) We are a 3D printing company. (Incorporated in Israel) We develop and manufacture unique additive manufacturing solutions that jet directly the actual materials […]

Fidelis is a global (re)insurance company, with operations in Bermuda, Ireland and the United Kingdom. (Incorporated in Bermuda) FIHL was formed in Bermuda in 2014 by Richard Brindle, under the principles of focused, process-driven and disciplined underwriting and risk selection, strong client and broker relationships and nimble capital deployment. Fidelis completed its initial funding and […]

(Note: This is NOT an IPO. This is a NASDAQ uplisting from the OTC market. The public offering is a unit offering with proposed NASDAQ symbols of “LADX” for the stock and “LADX-W” for the warrants. Each unit will consist  of one share of stock and one warrant to buy a share of stock.) We […]

ACELYRIN is a late-stage clinical biopharma company focused on identifying, acquiring and accelerating the development and commercialization of transformative medicines. We are driven by our sense of urgency to bring life-changing therapies to patients globally, a core value that we refer to as “courageous caring.” (Incorporated in Delaware) Our initial focus is on the treatment […]

(Note:  This is NOT an IPO. This is a NASDAQ uplisting from the OTC Pink market. Alliance Entertainment Holding Corp. has applied to the NASDAQ to list its stock under the proposed symbol “AENT” and its warrants under the proposed symbol “AENTW” – according to the prospectus.) Alliance is a leading global wholesaler, direct-to-consumer (“DTC”) […]

(Note: Guerrilla RF withdrew its plans for a NASDAQ uplisting from the OTCQX Market in a letter to the SEC dated April 1, 2024.) Guerrilla RF is a U.S.-based fabless semiconductor company. Guerrilla RF was founded in 2013 with a mission to employ RF semiconductor technology to deliver RF solutions to customers in underserved markets.  Over […]

(Note: This is NOT an IPO. This is a direct listing on the NASDAQ. Sezzle Inc.’s stock trades on the Australian Securities Exchange (ASX) On Aug. 14, 2023, the company’s stock traded for A$18.36 (US$11.87) on the ASX. The company did not name a financial advisor for the direct listing.) Sezzle is a “buy now […]

(Note: This is NOT an IPO. This is a direct listing on the NASDAQ via a spin-out by Courtside’s parent, LiveOne Inc. (LVO), a NASDAQ-listed company. After the direct listing, LiveOne will still own about 82.3 percent of Courtside’s common stock and voting power. In a direct listing, there are no underwriters. Roth Capital Partners […]