| Lead Manager/ | # of | Price Range | Dollar | SCOOP | ||
| New Filings (Proposed Symbol) | Joint-Lead Managers | Shares | Low | High | Volume | Ratings |
| Benessere Capital Acquisition Corp. (BENEU) (u) | Kingswood Capital Markets | 10.00 | $10.00 | $10.00 | $100.00 | n.a. |
| Capitol Investment Corp. V (CAP.U) (u) | Citigroup/ Deutsche Bank/ Morgan Stanley | 30.00 | $10.00 | $10.00 | $300.00 | n.a. |
| Jiya Acquisition Corp. (JYAC) | Citigroup | 10.00 | $10.00 | $10.00 | $100.00 | n.a. |
| Live Oak Acquisition Corp. II (LOKB.U) (u) | Jefferies/ BofA Securities | 20.00 | $10.00 | $10.00 | $200.00 | n.a. |
| Ozon Holdings PLC (TBA) | Morgan Stanley/ Goldman Sachs/ Citigroup/ UBS Investment Bank/ Sber CIB/ VTB Capital/ RenCap | 0.00 | $100.00 | n.a. | ||
| Reinvent Technology Partners Z (RTPZ.U) (u) | Morgan Stanley | 20.00 | $10.00 | $10.00 | $100.00 | n.a. |
| Tiga Acquisition Corp. (TINVU) (u) | Credit Suisse/ Goldman achs (Asia) | 20.00 | $10.00 | $10.00 | $200.00 | n.a. |
| Upstart Holdings (UPST) | Goldman Sachs/ BofA Securities/ Citigroup | $100.00 | n.a. | |||
| n.a. (not available) | ||||||
| u = unit offering | ||||||
| Postponed | ||||||
| None | ||||||
| Withdrawn | ||||||
| None | ||||||
| New Terms | ||||||
| 10X Capital Venture Acquisition Corp. (VCVCU)(u) | Cantor | 22.00 | $10.00 | $10.00 | $220.00 | S/O |
| Aspire Real Estate Investors (ASPI) (REIT) | Morgan Stanley/ B. Riley Securities/ Wells Fargo Securities/ BMO Capital Markets/ Keybanc Capital Markets | 15.00 | $20.00 | $20.00 | $300.00 | S/O |
| Concord Acquisition Corp. (CND.U) (u) | Cowen | 25.00 | $10.00 | $10.00 | $250.00 | S/O |
| Consonance-HFW Acquisition Corp. (CHFW.U)(u) | J.P.Morgan | 10.00 | $10.00 | $10.00 | $100.00 | S/O |
| Distoken Acquisition Corp. (DISTU) (u) | EarlyBirdCapital | 4.00 | $10.00 | $10.00 | $40.00 | S/O |
| Dragoneer Growth Opportunities Corp. II (DGNS)(u) | Citigroup/ Credit Suisse/ Morgan Stanley | 20.00 | $10.00 | $10.00 | $200.00 | S/O |
| Edoc Acquisition Corp. (ADOCU) (u) | I-Bankers | 10.00 | $10.00 | $10.00 | $100.00 | S/O |
| IN8BIO, Inc. (INAB) | Barclays/ Cantor/ Mizuho Securities | 4.70 | $15.00 | $17.00 | $75.20 | S/O |
| Inhibikase Therapeutics (IKT) | ThinkEquity | 1.36 | $10.00 | $12.00 | $14.96 | S/O |
| Investindustrial Acquisition Corp. (IIAC.U) (u) | Deutsche Bank Securities | 35.00 | $10.00 | $10.00 | $350.00 | S/O |
| Kingswood Acquisition Corp. (KWAC.U) (u) | Oppenheimer & Co. | 10.00 | $10.00 | $10.00 | $100.00 | S/O |
| Lixte Biotechnology Holdings (LIXT)(uplift) | WestPark Capital/ WallachBeth Capital | 1.50 | $5.75 | $6.75 | $9.38 | S/O |
| Natural Order Acquisition Corp. (NOACU) (u) | Chardan/ Barclays | 20.00 | $10.00 | $10.00 | $200.00 | S/O |
| Periphas Capital Partnering Corp. (PCPC.U) (u) | Evercore ISI | 12.00 | $25.00 | $25.00 | $300.00 | S/O |
| Roman DBDR Tech Acquisition Corp. (DBDRU) (u) | B. Riley Securities | 22.00 | $10.00 | $10.00 | $220.00 | S/O |
| Sotera Health Co. (SHC) | J.P. Morgan/ Credit Suisse/ Goldman Sachs/ Jefferies/ Barclays/ Citigroup/ RBC Capital Markets | 0.00 | $0.00 | $0.00 | $100.00 | S/O |
| TS Innovation Acquisitions Corp. (TSIAU) (u) | BofA Securities/ Allen & Co. | 30.00 | $10.00 | $10.00 | $300.00 | S/O |
| Vision Marine Technologies (VMAR) | ThinkEquity | 1.67 | $8.00 | $10.00 | $15.03 | S/O |
| S/O (Subscribers Only) | ||||||
| u = units | ||||||
| IPOs Priced | Lead | Shares | Amount | Offer | Close | % |
| Week of Nov. 2, 2020 | Manager(s) | Offered | Raised | Price | 11/6/20 | Change |
| Roman DBDR Tech Acquisition Corp. (DBDRU) (u) | B. Riley Securities | 22.0 | $220.00 | $10.00 | $9.99 | -0.1 |